A complete list of active advisors currently associated with Gunn & Company Investment Management, Inc.

Warmer can help you find a great advisor at Gunn & Company Investment Management, Inc. or one who fits your needs even better.

Gunn & Company Investment Management, Inc. provides discretionary investment advisory and portfolio management services to individuals, trusts, estates, small business owners, pension plans, foundations and other entities, managing approximately $213.5 million for about 172 clients. The firm implements investment programs through a sub-advisory relationship with an unaffiliated third‑party money manager and also offers 401(k) advisory services via a daily valuation program for qualifying plan clients. The firm collects client information in a written Investment Policy Statement and relies on the sub‑advisor to set and execute portfolio allocations consistent with each client’s stated goals and risk tolerance. The sub‑advisor’s stated investment approach emphasizes identifying companies with strong balance sheets, steady earnings and dividend histories, diversified exposure and a margin‑of‑safety approach, and may occasionally use options strategies or mutual funds/ETFs for diversification. Noteworthy for prospective clients, the firm’s ADV discloses past disciplinary events involving a shareholder, including an SEC complaint that resulted in a consent judgment with disgorgement and civil penalties and subsequent professional sanctions by certification and state licensing bodies. The firm is also affiliated with a local certified public accounting practice that shares employees and cross‑refers clients, a relationship the brochure identifies as a potential conflict of interest that the firm says it mitigates through fiduciary duties and separate engagement agreements.

To learn more about the advisors currently working at Gunn & Company Investment Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.