Halo Capital Management

Halo Capital Management is an independent advisory firm that provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals and high‑net‑worth investors. Like many peers, it generally implements portfolio management on an asset‑based fee basis and also uses sub‑advisors and third‑party model platforms to support client accounts.

The firm constructs customized portfolios under written investment policy statements, emphasizing strategic asset allocation using ETFs, mutual funds and, when appropriate, individual securities, and it employs quantitative and tactical systematic allocation tools to adjust risk exposures. HCM retains ongoing suitability oversight and periodic performance monitoring of model and sub‑advisor strategies rather than relying solely on third‑party selection.

Notable distinctions include the firm’s use of performance‑based fee arrangements for eligible, qualified clients with an adjusted high‑water‑mark framework — a structure that is uncommon among independent advisors and is managed alongside non‑performance fee accounts. The firm also provides ERISA 3(21) plan services to corporate retirement plans and discloses that its principals may sell insurance products, which can generate commission compensation in addition to advisory fees.