A complete list of active advisors currently associated with Halo Capital Management, LLC

Warmer can help you find a great advisor at Halo Capital Management, LLC or one who fits your needs even better.

Halo Capital Management LLC is a small independent registered investment adviser that provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, and also serves pension and profit‑sharing plans with plans to work with other institutional investors. Like many independents, it charges asset‑based advisory fees and constructs diversified portfolios using mutual funds and exchange‑traded funds. The firm tailors portfolios through an investment policy statement and a risk‑tolerance questionnaire, emphasizing strategic asset allocation and diversification over market timing. Portfolios typically use marketable securities, ETFs and mutual funds, and the firm also implements tactical adjustments and a systematic quantitative allocation strategy in certain models. Notably, the firm accepts performance‑based fee arrangements for qualified clients under Rule 205‑3 and manages accounts that are both performance‑fee and non‑performance‑fee based, with monitoring procedures to address allocation conflicts. The managing member is also licensed as an insurance agent and may offer insurance or fixed annuity products to clients, a business activity the firm discloses and manages for potential conflicts.

To learn more about the advisors currently working at Halo Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.