H
Harborview Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$33,509,768
Clients
23
61% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$1,456,946
About
HarborView Capital Management LLC provides discretionary investment counsel to individuals, families, trustees and other fiduciaries, tailoring portfolios to clients’ objectives and risk tolerances. Services are delivered under a written Supervisory Agreement and client assets are held with an independent NYSE-member custodian that issues trade confirmations, statements and tax reports.
The firm pursues a growth-oriented approach using individual equities, government and corporate bonds, ETFs, mutual funds and cash equivalents, and it applies both fundamental and technical analysis to construct portfolios. HarborView also discloses the use of derivatives and enhanced or inverse/leveraged instruments, as well as option strategies, short sales, margin and hedging in separately managed accounts — a set of tools that is uncommon among similar independent advisers.
What distinguishes the firm is its emphasis on managing assets for clients through major life transitions together with an investment team background rooted in institutional global macro trading, which informs its willingness to use market-timing and sophisticated strategies on a discretionary basis. The brochure also notes the firm’s stated fiduciary duty, its efforts to avoid conflicts of interest, and that it does not charge performance-based fees.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Demographic focus
Approaching retirement
Divorced
Widow/Widower
Fee options
1.00% annually
Account minimum: $500,000 Minimum fee: $2,500 minimum annual charge per account
Main office location
Harborview Capital Management LLC
Sarasota FL, United States
Number of offices
1
Most active in
Harborview Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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