Appleton, WI E Washington St Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Harbour Investments, Inc.
Multi-team
Firm-wide stats for Harbour Investments, Inc.
About
Harbour serves a broad mix of individual clients (including non‑HNW and high‑net‑worth), trusts, pension and 401(k) plans, and other institutional and corporate entities. The firm provides discretionary and non‑discretionary portfolio management, financial planning and consultation, wrap‑fee programs, third‑party manager relationships, and participant (held‑away) account management.
Investment approach and implementation vary by adviser and manager: individual IARs may use fundamental or technical analysis while Harbour’s approved third‑party managers employ a range of approaches (including modeling, macroeconomic analysis, and modern portfolio theory). Accounts are monitored on an ongoing basis with formal reviews at least annually, and clients can access multiple execution pathways including wrap programs, third‑party manager platforms, and Harbour’s traded‑model platform offered to advisors.
Harbour also operates as a FINRA‑registered broker‑dealer and discloses that many IARs are dually registered, so the firm both sells commission‑based products and provides advisory services; it also receives 12b‑1 and other sponsor compensation and details those arrangements and related conflicts in its brochure. The firm’s regulatory history includes an SEC consent order addressing marketing agreement compensation and disclosures, which the firm discloses and incorporates into its conflict‑of‑interest discussions.
Based on Harbour Investments, Inc.
Location
331 E Washington St
Appleton WI 54911
Advisors at this office
3
Advisors at this office
Cydney M
Series 66
Appleton, WI
Harbour Investments, Inc.
Cydney Mains is a financial advisor with Harbour Investments, Inc. in Appleton, WI, holding a Series 66 designation and one year of industry experience. Prior to joining Harbour, she worked at Dreyer Wealth Management and has held various positions across multiple industries. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities. The firm offers a range of portfolio management and financial planning services with investment approaches that vary among advisers and approved third-party managers.
Michael D
CFP®, Series 66
Appleton, WI
Harbour Investments, Inc.
Michael Dreyer is a CFP® and Series 66-registered advisor with Harbour Investments, Inc. in Appleton, WI, bringing 13 years of industry experience. He has been involved with Dreyer Wealth Management LLC since 2016 and has also worked at PDI Financial Group. Outside of his advisory role, Dreyer coaches his son’s flag football team and is involved with JMTE Aviation LLC. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities. The firm offers a range of portfolio management and financial planning services with varied investment approaches tailored by individual advisers and third-party managers.
Dylan M
Series 66
Appleton, WI
Harbour Investments, Inc.
Dylan Miles is a financial advisor at Harbour Investments, Inc. with four years of industry experience. He holds the Series 66 designation and has previously worked at Dreyer Wealth Management, Stifel, and National Life Group. In addition to his advisory role, he is independently licensed as an insurance agent. Harbour Investments serves a diverse client base including individual investors, trusts, pension and 401(k) plans, and institutional entities. The firm offers a range of portfolio management and financial planning services, utilizing various investment approaches tailored by individual advisors and approved third-party managers.
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