Helm Investment
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Helm Investment is a small independent registered investment adviser that provides discretionary asset management and financial advisory services to individuals, high-net-worth clients, corporations, and other business entities. In addition to separately managed accounts, the firm acts as investment manager to a private pooled investment vehicle that invests in cryptocurrency stable assets.
The firm delivers ongoing portfolio supervision and tailors recommendations to each client’s investment policy statement, drawing on a mix of fundamental and technical analysis and a range of strategies including long-, short-, income-, and hedging-oriented approaches. For its pooled vehicle, Helm employs a passive or minimally managed framework that allocates stablecoins to staking and decentralized finance protocols and uses cryptocurrency-specific methods such as technical, event-driven, and relative-value analysis.
Compared with many peers, Helm’s combination of solo-practitioner asset management and operation of a private fund that pursues staking/DeFi strategies is atypical for a firm of its size, as is its use of performance-based compensation for the fund. The brochure also describes internal procedures intended to address conflicts associated with performance allocations and to promote fair allocation of investment opportunities across client accounts.
Client services
Expertise
Fee options
Up to 2.0% annually (negotiable depending on client situation)
Insurance commissions earned by certain associated persons as licensed insurance agents (not required or recommended by the firm)
Performance-based fees charged for The Stables Fund US LP: Incentive allocation equal to 100% of net capital appreciation above an 8% hurdle rate, generally calculated quarterly
Account minimum: $10,000 (may be waived by Helm Investment)
Main office
1617 Park Place Ave., Suite 110
Fort Worth TX 76110
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Helm Investment · Helm Investments · Rio Oaks LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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