A complete list of active advisors currently associated with Helm Investment

Warmer can help you find a great advisor at Helm Investment or one who fits your needs even better.

Helm Investment is a solo independent advisory firm that provides discretionary asset management primarily to individual and high-net-worth clients as well as select business entities, managing custodial accounts on an ongoing basis while also acting as investment manager to a private pooled vehicle. The firm reports a small client base and modest assets under management and charges standard asset-based advisory fees for its separately managed accounts. The firm’s investment approach combines both fundamental and technical analysis and may employ long- and short-term, income, and hedging strategies tailored to each client’s investment policy statement, with discretionary trading authority commonly used. Separately, as manager of a pooled fund, Helm Investment implements a largely passive or minimally managed portfolio for the fund that allocates to cryptocurrency stable assets and stakes those assets in decentralized finance protocols, while using crypto-specific tactics such as technical, event-driven, and relative-value strategies. Notably, Helm Investment’s profile includes several features that are uncommon for a firm of its size: it serves as adviser to a private pooled fund, manages pooled vehicle assets, and accepts performance-based fees for the fund with hurdle and loss-recovery mechanisms. The firm states it follows procedures intended to address incentives created by performance allocations and complies with applicable qualified-client and regulatory requirements.

To learn more about the advisors currently working at Helm Investment, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.