A complete list of active advisors currently associated with Hergenroeder Financial Advisors, Inc.

Warmer can help you find a great advisor at Hergenroeder Financial Advisors, Inc. or one who fits your needs even better.

Hergenroeder Financial Advisors serves individuals (including high-net-worth and non‑HNW clients), business entities, pension and profit‑sharing plans, trusts, estates and charitable organizations, offering discretionary and non‑discretionary portfolio management as well as standalone financial planning and consulting. The firm provides implementation options through affiliated registered‑representative and insurance capacities, enabling clients to access brokerage and insurance products in addition to advisory services. The firm's investment approach emphasizes asset allocation using a blend of active and passive mutual funds and ETFs, periodic rebalancing, and manager/strategy evaluation by risk and return metrics across multiple time horizons. It also employs specific tactical tools for concentration risk—typically collars (buying out‑of‑the‑money puts and selling out‑of‑the‑money calls against a portion of a large stock position)—and considers specialized investments such as Dimensional Fund Advisors funds and structured products when appropriate. Noteworthy attributes include a relatively small advisory team managing roughly $305 million in client assets, the explicit use of FDIC‑insured structured notes in client accounts, and client access to an eMoney aggregation platform that displays excluded assets alongside managed accounts. The firm’s advisors’ dual roles as registered representatives of LPL and as licensed insurance agents mean clients may be offered commission‑based implementation alternatives in addition to fee‑based advisory services, a governance point discussed in the brochure.

To learn more about the advisors currently working at Hergenroeder Financial Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.