A complete list of active advisors currently associated with Hermosa Advisors

Warmer can help you find a great advisor at Hermosa Advisors or one who fits your needs even better.

Hermosa Advisors is a single-advisor registered investment advisory firm that serves individuals (including high-net-worth clients) and small businesses, operating with a small client roster. The firm offers customized financial planning and advisory services including retirement and education planning, tax and estate considerations, divorce and business consultation, and investment consultation for held-away accounts. The firm follows a fiduciary, client-driven planning process that can be broad-based or modular and begins with an initial interview and detailed document review to tailor recommendations. For investment advice it relies on fundamental analysis and typically recommends diversified portfolios of mutual funds and ETFs aligned with Modern Portfolio Theory, but it does not provide discretionary portfolio management or execute client trades. Notable distinctions include the firm’s fee approach: it does not charge percentage-of-assets-under-management or performance-based fees and avoids commission- or trail-based compensation and soft-dollar arrangements. The practice’s very small scale and the principal’s outside roles as a part-time university instructor and elected city treasurer are operational features that differentiate its availability and advisory model from many peers.

To learn more about the advisors currently working at Hermosa Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.