A complete list of active advisors currently associated with Hicks Capital Management, LLC

Warmer can help you find a great advisor at Hicks Capital Management, LLC or one who fits your needs even better.

Hicks Capital Management is a fee‑based investment adviser that manages roughly $345 million for about 252 clients and offers discretionary and non‑discretionary portfolio management, stand‑alone financial planning, and retirement plan consulting. The firm’s client base, as described in its brochure, includes individuals and high‑net‑worth households as well as business entities, trusts, estates, charitable organizations and plan sponsors or other institutional clients. Investment strategies emphasize allocations across individual equities, fixed income, mutual funds and ETFs and may incorporate options, inverse/enhanced ETFs, interval funds and private fund investments; the firm also uses sub‑advisers and treats cash as an asset class. Hicks discloses that it may employ borrowing (margin or pledged‑asset loans) and derivative strategies for hedging or enhanced exposure, does not exercise discretionary authority to buy cryptocurrencies, and may recommend crypto exposure through ETFs or separate managers. Several operational features in the brochure distinguish the firm from many peers: certain supervised persons are also registered representatives of a broker‑dealer and licensed insurance agents, the firm has a sub‑advisory arrangement that favors BlackRock/Fidelity‑approved models, and it maintains an AI policy for the use of analytic tools. The brochure also discloses retirement plan consulting to plan sponsors, a trade‑error policy that reconciles gains and losses in the custodian account (with the firm retaining net gains), and custodial relationships that provide the firm with support services from custodians.

To learn more about the advisors currently working at Hicks Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.