A complete list of active advisors currently associated with Hicks Capital Management, LLC

Warmer can help you find a great advisor at Hicks Capital Management, LLC or one who fits your needs even better.

Hicks Capital Management serves individual investors, business entities, trusts, estates and charitable organizations with both discretionary and non‑discretionary portfolio management, standalone financial planning, and retirement plan consulting for 401(k) and other defined contribution plans. The firm also conducts due diligence and monitoring for private investment funds and can allocate client assets to unaffiliated independent managers. The firm’s investment process combines fundamental, technical and charting analysis across equities, fixed income, mutual funds and ETFs, and it may implement strategies such as direct indexing, interval funds, inverse/enhanced ETFs and options. Hicks Capital discloses the use of margin or pledged‑asset loans and hedging strategies in client accounts and notes use of account aggregation tools and certain AI applications that are reviewed by staff rather than relied on in isolation. Several supervised persons also act in their individual capacities as registered representatives of a broker‑dealer and as licensed insurance agents, and the brochure discloses the potential conflicts and implementation options that arise from those roles. The firm’s explicit disclosures around borrowing risks, use of derivatives and private fund valuation practices, together with its retirement plan consulting and independent manager allocations, reflect a broader set of capabilities and implementation choices than is typical for many firms of similar size.

To learn more about the advisors currently working at Hicks Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.