Hicks Capital Management, LLC
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About
Hicks Capital Management serves individual investors, business entities, trusts, estates and charitable organizations with both discretionary and non‑discretionary portfolio management, standalone financial planning, and retirement plan consulting for 401(k) and other defined contribution plans. The firm also conducts due diligence and monitoring for private investment funds and can allocate client assets to unaffiliated independent managers.
The firm’s investment process combines fundamental, technical and charting analysis across equities, fixed income, mutual funds and ETFs, and it may implement strategies such as direct indexing, interval funds, inverse/enhanced ETFs and options. Hicks Capital discloses the use of margin or pledged‑asset loans and hedging strategies in client accounts and notes use of account aggregation tools and certain AI applications that are reviewed by staff rather than relied on in isolation.
Several supervised persons also act in their individual capacities as registered representatives of a broker‑dealer and as licensed insurance agents, and the brochure discloses the potential conflicts and implementation options that arise from those roles. The firm’s explicit disclosures around borrowing risks, use of derivatives and private fund valuation practices, together with its retirement plan consulting and independent manager allocations, reflect a broader set of capabilities and implementation choices than is typical for many firms of similar size.
Client services
Expertise
Fee options
Financial planning and consulting fixed fees generally range from $500 to $25,000
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.35% $1,000,001 - $2,000,000: 1.15% $2,000,001 - $3,000,000: 1.05% $3,000,001+: Negotiable
Clients can choose to purchase investment products through the firm's Managing Member in his capacity as a registered representative; commissions apply with no advisory fee charged for those products
Financial planning and consulting hourly rates range from $75 to $500
Account minimum: $250,000 Fee-only: Financial planning and consulting fees generally range from $500 to $25,000 (fixed fees), and $75 to $500 per hour (hourly rates)
Main office
4200 Regent Street, Suite 200
Columbus OH 43219
Advisors at this office
4
Most active in
Florida · Louisiana · Ohio · Texas
Also doing business as
Hicks Capital Management, LLC · Hocking Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Linda C
Series 63
Columbus, OH
Hicks Capital Management, LLC
Linda Cash is a financial advisor at Hicks Capital Management, LLC in Columbus, Ohio, with 26 years of industry experience. She holds a Series 63 designation and has worked at Hicks Capital Management and Purshe Kaplan Sterling Investments since 2013. Outside of her advisory role, she is also a commissioned notary. Hicks Capital Management serves individuals, business entities, trusts, estates, and charitable organizations with portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies, including equities, fixed income, mutual funds, ETFs, and options, and offers due diligence on private investment funds.
Timothy H
CFP®, Series 63, Series 65
Columbus, OH
Hicks Capital Management, LLC
Timothy Hicks is a CFP® with 25 years of industry experience and serves as owner and president of Hicks Capital Management, LLC. He has been with Purshe Kaplan Sterling Investments and Hicks Capital Management since 2011. Outside of his advisory work, Hicks is involved as secretary of a nonprofit ministry, Tragedy Into Triumph, and coaches varsity high school baseball. Hicks Capital Management advises individuals, business entities, trusts, estates, and charitable organizations through portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, derivatives, and may allocate assets to independent managers while also providing due diligence on private investment funds.
David F
Series 66
Columbus, OH
Hicks Capital Management, LLC
David Fiest is a financial advisor at Hicks Capital Management, LLC with 14 years of industry experience. He holds a Series 66 designation and has worked at Hicks Capital since 2014, following a brief tenure at Purshe Kaplan Sterling Investments in 2016. Outside of finance, he owns an IT consulting business and serves on the board of Lifewise Academy, a nonprofit organization. Hicks Capital Management advises individuals, business entities, trusts, estates, and charitable organizations through portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, and derivatives, and also provides due diligence and monitoring for private investment funds.
Jason M
Series 63, Series 65
Columbus, OH
Hicks Capital Management, LLC
Jason Moore is a financial advisor at Hicks Capital Management, LLC in Columbus, OH, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Hicks Capital Management since 2013. Outside of advising, he is a trustee of a family trust that leases land for oil and gas exploration. Hicks Capital Management serves individuals, business entities, trusts, estates, and charitable organizations through portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, derivatives, and third-party managers, and offers services such as due diligence on private investment funds and institutional retirement plan consulting.
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