Lexington, KY Office
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High Knoll Wealth Advisors, LLC
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About
High Knoll Wealth Advisors provides investment management, financial planning, and retirement plan consulting to individuals, families, businesses, foundations and plan sponsors. The firm offers discretionary portfolio management and standalone financial planning and may allocate client assets among mutual funds, ETFs, stocks, bonds, REITs, MLPs, structured notes and cryptocurrency.
The firm builds long-term portfolios using asset-allocation principles informed by modern portfolio theory and third-party capital market assumptions, and selects securities using commercially available analytics, manager conversations and market research. High Knoll manages assets in-house and integrates held-away accounts (for example, employer-sponsored retirement plans) through the ByAllAccounts data-aggregation platform, providing discretionary oversight and implementation guidance while clients retain trade execution control.
Noteworthy for a small adviser, High Knoll serves as an ERISA fiduciary for retirement plan consulting, conducts quarterly account reviews, and does not accept proxy-voting authority (custodians send proxy materials directly to clients). The firm also documents procedures for assisting clients with held-away account transactions and explicitly includes review and recommendation of less-common investments for its size, such as private real estate, structured notes, MLPs and cryptocurrency.
Based on High Knoll Wealth Advisors, LLC
Expertise
Based on High Knoll Wealth Advisors, LLC
Location
115 W Short Street
Lexington KY 40507
Advisors at this office
2
Advisors at this office
Brian W
Series 65
Lexington, KY
High Knoll Wealth Advisors, LLC
Brian Wood is a financial advisor at High Knoll Wealth Advisors, LLC in Lexington, KY. He holds a Series 65 designation and has recently entered the industry, with prior work experience at Delaware North. High Knoll Wealth Advisors provides investment management, financial planning, and retirement plan consulting to a diverse client base including individuals, families, businesses, foundations, and charitable organizations. The firm follows a fiduciary, long-term investment approach based on modern portfolio theory and asset allocation, and offers specialized services such as ERISA fiduciary retirement plan consulting and guidance on less-liquid or tax-complex investments.
Jonathan P
Series 63, Series 65
Lexington, KY
High Knoll Wealth Advisors, LLC
Jonathan Pliszka is a financial advisor at High Knoll Wealth Advisors, LLC with seven years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Morningstar Inc. before joining High Knoll. In addition to his advisory role, he serves as a lecturer and faculty advisor at the University of Kentucky, teaching finance courses and supporting student investment activities. High Knoll Wealth Advisors provides investment management, financial planning, and retirement plan consulting to individuals, families, businesses, foundations, endowments, and charitable organizations. The firm employs a fiduciary, long-term approach based on modern portfolio theory and asset allocation, and offers specialized retirement plan consulting and the ability to review private real estate and other complex investments.
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