HighRise Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
HighRise Wealth Management provides portfolio management, pension consulting, and financial planning to individuals (including high‑net‑worth clients), as well as corporate and municipal accounts. The firm works with clients across retirement accounts and documents each relationship with a client‑specific Investment Policy Statement.
The firm’s investment process is driven by those IPSs and regular monitoring, and it employs fundamental analysis, modern portfolio theory, quantitative and technical methods. HWM uses both long‑ and short‑term trading and options strategies, generally operates with discretionary authority when granted, and delivers periodic (quarterly) account reporting.
What is most notable about HWM is that it also operates as a licensed insurance agency; certain advisory personnel are licensed to sell annuities and other insurance products for commission, separate from advisory fees, and the firm discloses it will not receive both a commission and an ongoing advisory fee on the same assets. As a small, single‑advisor registered firm that does not utilize third‑party sub‑advisers, its combination of insurance product sales, use of options and private placements, and trading in specialized ETFs (including precious‑metal ETFs) distinguishes it from many peers.
Client services
Expertise
Fee options
Financial planning fixed fees negotiated between $50 and $5,000.
$1 - $100,000: 1.20% $100,000 - $1,000,000: 1.00% $1,000,001+: 0.80%
Commission-based compensation earned from selling insurance products; separate and in addition to advisory fees. HWM will never earn both a commission and an ongoing advisory fee on the same assets.
Main office
9495 SW 72 St, Unit 270 B
Miami FL 33156
Advisors at this office
1
Most active in
Florida
Also doing business as
Highrise Wealth Management · Highrise Wealth Management Corp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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