HN Buss Investing
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individuals and trusts, offering discretionary investment management and tailored financial planning; some clients engage the firm for portfolio analysis or planning only. It operates as a solo advisory practice and is paid solely on a fee basis, without participation in wrap fee programs.
Portfolios are built around client-specific asset allocation and risk tolerance, using fundamental and technical analysis while emphasizing diversification and risk mitigation; the firm generally avoids rapid trading because of tax and cost considerations. All client accounts are managed on a discretionary basis and are reviewed at least once every four months, with clients able to choose the level of financial planning and to impose investment restrictions.
The firm uses LPL Financial’s institutional platform for custody, trade execution, technology and back-office services and discloses receipt of a forgivable loan from LPL to assist with a broker-dealer transition, a relationship the brochure identifies as a potential conflict of interest. It also does not vote client proxies (clients receive proxy materials from the custodian), does not accept performance-based fees, and describes written safeguards for direct fee deductions from client accounts.
Client services
Expertise
Fee options
$0 - $500,000: 1.75% $500,001 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.75%
$385.00 per hour for consulting services
Fee-only: Hourly consulting fee of $385.00 per hour
Main office
Thousand Oaks CA
Advisors at this office
1
Most active in
California
Also doing business as
Hn Buss Investing · Hn Buss Investing, Corporation
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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