A complete list of active advisors currently associated with HN Buss Investing

Warmer can help you find a great advisor at HN Buss Investing or one who fits your needs even better.

The firm serves individuals and trusts, offering discretionary investment management and tailored financial planning; some clients engage the firm for portfolio analysis or planning only. It operates as a solo advisory practice and is paid solely on a fee basis, without participation in wrap fee programs. Portfolios are built around client-specific asset allocation and risk tolerance, using fundamental and technical analysis while emphasizing diversification and risk mitigation; the firm generally avoids rapid trading because of tax and cost considerations. All client accounts are managed on a discretionary basis and are reviewed at least once every four months, with clients able to choose the level of financial planning and to impose investment restrictions. The firm uses LPL Financial’s institutional platform for custody, trade execution, technology and back-office services and discloses receipt of a forgivable loan from LPL to assist with a broker-dealer transition, a relationship the brochure identifies as a potential conflict of interest. It also does not vote client proxies (clients receive proxy materials from the custodian), does not accept performance-based fees, and describes written safeguards for direct fee deductions from client accounts.

To learn more about the advisors currently working at HN Buss Investing, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Kara Buss	Thousand Oaks, CA	2

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