Holm & Cawley Financial Group LLC

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Client assets under management

$108,174,000

Clients

245

11% high-net-worth

Advisors

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

High

Average account size

$441,527

About

Holm & Cawley Financial Group provides comprehensive financial planning and investment management to individuals (the firm’s typical client is someone at or near retirement) and offers non‑discretionary retirement-plan advisory services to plan sponsors. Services described in the brochure include client profiling, retirement plan development, account transfers and setup, investment recommendations, portfolio management, and plan design and participant education for employer plans.

The firm generally manages accounts on a discretionary basis and allocates across equities, fixed income, mutual funds and ETFs, tailoring strategies to five objective categories ranging from capital preservation to aggressive growth and conducting reviews at least semi‑annually. It sometimes engages an unaffiliated sub‑advisor (Equity Armor Investments) to assist with portfolio construction and recommends custodians that provide lower transaction costs for trade execution and custody.

Notable departures from many peers include a licensed attorney on the team who maintains law licenses and may provide separate legal services (including estate planning) for customary fees, and a team member who is a licensed life insurance agent who may recommend commissionable insurance products; both relationships are disclosed as potential conflicts. The firm also discloses a prior regulatory action involving licensing, custody and ADV‑filing deficiencies that resulted in a monetary penalty, and it shares fixed‑fee financial planning arrangements with a third‑party provider and occasionally implements sub‑advisor‑managed funds that may economically benefit the sub‑advisor.

Client services

Financial planning Portfolio management Selection of other advisers Retirement plan consulting (i.e. 401k)

Expertise

General retirement planning College savings (529s, UTMA, etc.) Wealth management

Occupation focus

Retired

Demographic focus

Approaching retirement

Fee options

Fixed

Typical negotiated flat fee for legal estate planning services around $1,250

Percentage

$0 - $500,000: 2.00% $500,001 - $1,500,000: 1.75% $1,500,001 - $2,500,000: 1.50% $2,500,001 - $5,000,000: 1.25% $5,000,001 - $7,500,000: 1.00% $7,500,001+: .75%

Commissions

Commissions earned on insurance products recommended by licensed agent (life insurance)

Project-based

Base fee of $150/hour for legal services provided by licensed attorney associated with the firm

Main office location

Holm & Cawley Financial Group LLC

5155 S Durango Drive, Ste# 102

Las Vegas NV 89113, United States

Number of offices

Most active in

Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Lawyer

They provide legal services, typically billed separately.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 702-277-3945

Advisors at this firm

Benjamin C

Series 65

Las Vegas, NV

Holm & Cawley Financial Group LLC

Benjamin Cawley is a financial advisor at Holm & Cawley Financial Group LLC in Las Vegas, NV, holding a Series 65 designation with 16 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group is a state-registered investment adviser that provides financial planning and portfolio management to individual investors and retirement plan sponsors. The firm employs fundamental analysis to construct diversified portfolios across various asset classes and offers both long-term and short-term investment strategies tailored to client objectives.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Approaching retirement

Reuben C

Series 65

Las Vegas, NV

Holm & Cawley Financial Group LLC

Reuben Cawley is a financial advisor with Holm & Cawley Financial Group LLC, holding a Series 65 license and nine years of industry experience. Prior to joining Holm & Cawley in 2016, he worked at Wilson, Elser, Moskowitz, Edelman & Dicker for seven years. He is also a practicing attorney and licensed insurance agent, operating his own law firm and dedicating time monthly to these professional activities. Holm & Cawley Financial Group provides comprehensive financial planning and portfolio management services to individual investors and retirement plan sponsors. The firm employs fundamental analysis and public research to construct diversified portfolios and offers both long-term and short-term investment strategies tailored to client objectives.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Approaching retirement

Kris H

Series 63, Series 65

Las Vegas, NV

Holm & Cawley Financial Group LLC

Kris Holm is a financial advisor with Holm & Cawley Financial Group LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group, LLC provides comprehensive financial planning and portfolio management services to individual investors and retirement plan sponsors. The firm employs fundamental analysis and public research to construct diversified portfolios across multiple asset classes, offering both long-term and short-term investment strategies tailored to client objectives.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Approaching retirement

Shay L

Series 65

Helper, UT

Holm & Cawley Financial Group LLC

Shay Lewis is a financial advisor with Holm & Cawley Financial Group LLC, holding a Series 65 designation and one year of industry experience. Prior to his advisory role, he has worked extensively in the mining and manufacturing sectors, including positions at McWane Ductile and Rio Tinto - Kennecott Copper. Outside of financial advising, he is employed as a Safety Manager at McWane Ductile. Holm & Cawley Financial Group provides comprehensive financial planning and portfolio management services to individual investors and retirement plan sponsors. The firm employs a diversified investment approach based on fundamental analysis and public research, offering both long-term and short-term strategies tailored to client objectives.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Approaching retirement

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