Holm & Cawley Financial Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$108,174,000
Clients
245
Advisors
4
across 2 offices
About
Holm & Cawley Financial Group provides comprehensive financial planning and investment management to individuals (the firm’s typical client is someone at or near retirement) and offers non‑discretionary retirement-plan advisory services to plan sponsors. Services described in the brochure include client profiling, retirement plan development, account transfers and setup, investment recommendations, portfolio management, and plan design and participant education for employer plans.
The firm generally manages accounts on a discretionary basis and allocates across equities, fixed income, mutual funds and ETFs, tailoring strategies to five objective categories ranging from capital preservation to aggressive growth and conducting reviews at least semi‑annually. It sometimes engages an unaffiliated sub‑advisor (Equity Armor Investments) to assist with portfolio construction and recommends custodians that provide lower transaction costs for trade execution and custody.
Notable departures from many peers include a licensed attorney on the team who maintains law licenses and may provide separate legal services (including estate planning) for customary fees, and a team member who is a licensed life insurance agent who may recommend commissionable insurance products; both relationships are disclosed as potential conflicts. The firm also discloses a prior regulatory action involving licensing, custody and ADV‑filing deficiencies that resulted in a monetary penalty, and it shares fixed‑fee financial planning arrangements with a third‑party provider and occasionally implements sub‑advisor‑managed funds that may economically benefit the sub‑advisor.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Typical negotiated flat fee for legal estate planning services around $1,250
$0 - $500,000: 2.00% $500,001 - $1,500,000: 1.75% $1,500,001 - $2,500,000: 1.50% $2,500,001 - $5,000,000: 1.25% $5,000,001 - $7,500,000: 1.00% $7,500,001+: .75%
Commissions earned on insurance products recommended by licensed agent (life insurance)
Base fee of $150/hour for legal services provided by licensed attorney associated with the firm
Main office
See office5155 S Durango Drive, Ste# 102
Las Vegas NV 89113
Advisors at this office
3
Offices (2)
Most active in
Arizona · California · Colorado · Nevada · Texas · Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Benjamin C
Series 65
Las Vegas, NV
Holm & Cawley Financial Group LLC
Benjamin Cawley is a financial advisor at Holm & Cawley Financial Group LLC in Las Vegas, NV, holding a Series 65 designation with 16 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group is a state-registered investment adviser that provides financial planning and portfolio management to individual investors and retirement plan sponsors. The firm employs fundamental analysis to construct diversified portfolios across various asset classes and offers both long-term and short-term investment strategies tailored to client objectives.
Reuben C
Series 65
Las Vegas, NV
Holm & Cawley Financial Group LLC
Reuben Cawley is a financial advisor at Holm & Cawley Financial Group LLC with 10 years of industry experience. He holds a Series 65 credential and has worked at Holm & Cawley since 2016. In addition to his advisory role, Reuben is a practicing attorney and licensed insurance agent, devoting time to his law firm and insurance activities outside of his financial advisory work. Holm & Cawley Financial Group provides comprehensive financial planning and investment management primarily for individuals at or near retirement, as well as non-discretionary retirement-plan advisory services to plan sponsors. The firm manages accounts on a discretionary basis, using a range of investment strategies tailored to varying objectives and sometimes engages an unaffiliated sub-advisor to assist with portfolio construction.
Kris H
Series 63, Series 65
Las Vegas, NV
Holm & Cawley Financial Group LLC
Kris Holm is a financial advisor with Holm & Cawley Financial Group LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group, LLC provides comprehensive financial planning and portfolio management services to individual investors and retirement plan sponsors. The firm employs fundamental analysis and public research to construct diversified portfolios across multiple asset classes, offering both long-term and short-term investment strategies tailored to client objectives.
Shay L
Series 65
Helper, UT
Holm & Cawley Financial Group LLC
Shay Lewis is a financial advisor with Holm & Cawley Financial Group LLC, holding a Series 65 designation and one year of industry experience. Prior to his advisory role, he has worked extensively in the mining and manufacturing sectors, including positions at McWane Ductile and Rio Tinto - Kennecott Copper. Outside of financial advising, he is employed as a Safety Manager at McWane Ductile. Holm & Cawley Financial Group provides comprehensive financial planning and portfolio management services to individual investors and retirement plan sponsors. The firm employs a diversified investment approach based on fundamental analysis and public research, offering both long-term and short-term strategies tailored to client objectives.
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