Las Vegas, NV Office
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Holm & Cawley Financial Group LLC
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Firm-wide stats for Holm & Cawley Financial Group LLC
About
Holm & Cawley Financial Group provides comprehensive financial planning and investment management to individuals (the firm’s typical client is someone at or near retirement) and offers non‑discretionary retirement-plan advisory services to plan sponsors. Services described in the brochure include client profiling, retirement plan development, account transfers and setup, investment recommendations, portfolio management, and plan design and participant education for employer plans.
The firm generally manages accounts on a discretionary basis and allocates across equities, fixed income, mutual funds and ETFs, tailoring strategies to five objective categories ranging from capital preservation to aggressive growth and conducting reviews at least semi‑annually. It sometimes engages an unaffiliated sub‑advisor (Equity Armor Investments) to assist with portfolio construction and recommends custodians that provide lower transaction costs for trade execution and custody.
Notable departures from many peers include a licensed attorney on the team who maintains law licenses and may provide separate legal services (including estate planning) for customary fees, and a team member who is a licensed life insurance agent who may recommend commissionable insurance products; both relationships are disclosed as potential conflicts. The firm also discloses a prior regulatory action involving licensing, custody and ADV‑filing deficiencies that resulted in a monetary penalty, and it shares fixed‑fee financial planning arrangements with a third‑party provider and occasionally implements sub‑advisor‑managed funds that may economically benefit the sub‑advisor.
Based on Holm & Cawley Financial Group LLC
Expertise
Based on Holm & Cawley Financial Group LLC
Location
5155 S Durango Drive, Ste# 102
Las Vegas NV 89113
Advisors at this office
3
Advisors at this office
Benjamin C
Series 65
Las Vegas, NV
Holm & Cawley Financial Group LLC
Benjamin Cawley is a financial advisor at Holm & Cawley Financial Group LLC in Las Vegas, NV, holding a Series 65 designation with 16 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group is a state-registered investment adviser that provides financial planning and portfolio management to individual investors and retirement plan sponsors. The firm employs fundamental analysis to construct diversified portfolios across various asset classes and offers both long-term and short-term investment strategies tailored to client objectives.
Reuben C
Series 65
Las Vegas, NV
Holm & Cawley Financial Group LLC
Reuben Cawley is a financial advisor at Holm & Cawley Financial Group LLC with 10 years of industry experience. He holds a Series 65 credential and has worked at Holm & Cawley since 2016. In addition to his advisory role, Reuben is a practicing attorney and licensed insurance agent, devoting time to his law firm and insurance activities outside of his financial advisory work. Holm & Cawley Financial Group provides comprehensive financial planning and investment management primarily for individuals at or near retirement, as well as non-discretionary retirement-plan advisory services to plan sponsors. The firm manages accounts on a discretionary basis, using a range of investment strategies tailored to varying objectives and sometimes engages an unaffiliated sub-advisor to assist with portfolio construction.
Kris H
Series 63, Series 65
Las Vegas, NV
Holm & Cawley Financial Group LLC
Kris Holm is a financial advisor with Holm & Cawley Financial Group LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group, LLC provides comprehensive financial planning and portfolio management services to individual investors and retirement plan sponsors. The firm employs fundamental analysis and public research to construct diversified portfolios across multiple asset classes, offering both long-term and short-term investment strategies tailored to client objectives.
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