Horizon Investment Services, LLC.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$331,486,975
Clients
318
Advisors
7
across 2 offices
About
Horizon Investment Services provides discretionary portfolio management and sub‑advisory services to individual and high‑net‑worth clients, as well as to retirement plans, trusts, foundations, corporations, and other financial institutions. The firm also offers model portfolios and advises or licenses investment strategies for third‑party sponsors, including unit investment trusts and equity‑based index products.
Investment decisions are driven by a proprietary quantitative stock‑rating system (Quadrix®) used alongside fundamental research to construct diversified equity and equity/income strategies; Horizon applies a consistent buy‑and‑sell discipline across client accounts and may employ long‑term, short‑term, or occasional trading as market conditions dictate. The firm manages wrap accounts and sub‑advisory relationships on terms intended to be consistent with how it manages its directly held accounts.
Horizon’s business model includes several less common features for a firm of its size: it provides advisory services directly to other investment advisers and participates in wrap‑fee programs, licenses its stock‑selection methodology and model portfolios to external sponsors for fees, and receives revenue‑sharing for certain index products. The firm also engages paid solicitor/endorsement and testimonial arrangements under the Marketing Rule and discloses those arrangements to prospective clients; it maintains policies (for example, delaying trading on small‑cap newsletter recommendations) to address potential conflicts arising from its affiliation with Horizon Publishing Company.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.25% annually $2,000,001 - $4,000,000: 1.10% annually $4,000,001 - $6,000,000: 0.95% annually $6,000,001+: 0.80% annually
Account minimum: $200,000
Main office
See office7412 Calumet Ave
Hammond IN 46324-2692
Advisors at this office
6
Offices (2)
Most active in
California · Florida · Georgia · Illinois · Indiana · Louisiana · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Margaret B
Series 65
Delray Beach, FL
Horizon Investment Services, LLC.
Margaret Blackman is a Series 65-licensed financial advisor at Horizon Investment Services, LLC, with 17 years of industry experience. She has been with Horizon since 2009. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm uses a proprietary quantitative stock-rating system alongside fundamental research to guide investment decisions, offering a range of strategies including equity, income, and socially/faith-based approaches.
David W
CFA®
Hammond, IN
Horizon Investment Services, LLC.
David Walle is a CFA® charterholder with 18 years at Horizon Investment Services, LLC, based in Hammond, IN. He has seven years of industry experience and works within a six-advisor team at the firm. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm employs a proprietary quantitative stock-rating system alongside fundamental research to manage client portfolios and model portfolios used by other financial institutions.
Shelby C
Series 65
Hammond, IN
Horizon Investment Services, LLC.
Shelby Cavanaugh is a financial advisor at Horizon Investment Services, LLC with eight years of industry experience. She holds a Series 65 designation and has been with Horizon since 2006. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm combines fundamental research with a proprietary quantitative stock-rating system and offers a range of strategies, including equity, equity/income, and socially/faith-based overlays.
Richard M
CFA®
Hammond, IN
Horizon Investment Services, LLC.
Richard Moroney is a CFA® charterholder with 24 years of industry experience. He has worked at Horizon Investment Services, LLC. since 1997 and also has been involved with Horizon Publishing Company since 1989. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm employs a proprietary quantitative stock-rating system alongside fundamental research to guide investment decisions and offers a range of equity and income strategies, including socially and faith-based overlays.
Charles C
CFA®
Hammond, IN
Horizon Investment Services, LLC.
Charles Carlson is a CFA® charterholder with 24 years of industry experience. He has worked at Horizon Investment Services, LLC since 1997 and has been involved with Horizon Management Services since 1995 and Horizon Publishing Company since 1982. Carlson is also a member of Highland Park Equity, LLC, an investment holding company. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm employs a quantitative stock-rating system and a documented research workflow to manage a range of equity-focused strategies and also licenses model portfolios and acts as a sub-advisor in wrap fee programs.
David W
CFA®, Series 63
Hammond, IN
Horizon Investment Services, LLC.
David Wright is a CFA® charterholder with 14 years of industry experience, currently serving at Horizon Investment Services, LLC. He has been with Horizon since 1997. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm uses a proprietary quantitative stock-rating system alongside fundamental research to guide investment decisions, offering a range of strategies including equity, income, ETF-based, and socially/faith-based approaches.
Robert S
CFA®
Hammond, IN
Horizon Investment Services, LLC.
Robert Sweet is a CFA® charterholder with four years of industry experience, currently serving as an advisor at Horizon Investment Services, LLC. He has been with Horizon since 1999. Outside of his advisory role, he is involved in editorial consulting through his ownership of Innovations, where he edits copy for clients. Horizon Investment Services provides discretionary investment advisory and sub-advisory services to individuals, retirement plans, trusts, foundations, business entities, and financial intermediaries. The firm employs a fundamental research process combined with a proprietary quantitative stock-rating system and offers a range of strategies including equity, income, ETF-based, and socially/faith-based overlays.
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