Santa Fe, NM Cerrillos Road Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Horizons Sustainable Financial Services, Inc.
Team
Firm-wide stats for Horizons Sustainable Financial Services, Inc.
About
Horizons Sustainable Financial Services provides financial planning, investment consultation, and investment management to individuals (including high‑net‑worth clients), trusts, estates, foundations, and businesses. The firm delivers both one‑time or modular planning engagements and ongoing portfolio supervision, and it offers educational workshops and access to third‑party investment managers.
The firm follows a sustainable, responsible, impact‑investing (SRI/ESG) philosophy and operates under a fiduciary standard, using a Financial Values Worksheet and a Social Policy Worksheet to develop a signed Investment Policy Statement that incorporates clients’ risk profiles and values. Portfolios are implemented through third‑party managers, Horizons’ own investment supervisory services, or blended Core+Satellite strategies, with explicit use of screening, shareholder advocacy, community investments, and targeted impact opportunities.
Notably, Horizons maintains six offices and a seven‑advisor team managing about $151 million for roughly 310 clients, a multi‑office footprint that is uncommon for peers in this category. The firm also serves as manager of record for other advisors’ client assets and consults with other RIAs on SRI platform development, and it discloses a dual‑role arrangement in which an associated representative is a licensed insurance agent (approximately 20 hours per month), a relationship the firm identifies as a potential conflict of interest.
Expertise
Location
535 Cerrillos Road, Suite A2
Santa Fe NM 87501
Advisors at this office
3
Advisors at this office
Valeria C
Series 65
Santa Fe, NM
Horizons Sustainable Financial Services, Inc.
Valeria Cera Primero is a financial advisor at Horizons Sustainable Financial Services, Inc. with two years of industry experience. She holds a Series 65 designation and previously worked at Thornburg Investment Management Firms and has a background that includes roles at Loyola Marymount University and several small businesses. Horizons Sustainable Financial Services provides financial planning, investment consultation, and management to individuals, trusts, estates, foundations, and businesses, emphasizing sustainable and responsible investing. The firm employs a fiduciary standard and integrates clients’ values and risk profiles into customized investment strategies across multiple offices and a team of six advisors.
Johann K
CFP®, Series 63, Series 65
Santa Fe, NM
Horizons Sustainable Financial Services, Inc.
Johann Klaassen is a CFP® with 23 years of experience in the financial industry, currently serving at Horizons Sustainable Financial Services, Inc. since 2013. He reviews manuscripts on topics such as business ethics for Berrett-Koehler Publishers. Horizons Sustainable Financial Services provides financial planning, investment consultation, and discretionary investment management to individuals, trusts, foundations, and businesses, focusing on sustainable, responsible, and impact investing through a structured intake process and a combination of passive, active, and custom strategies.
Frederic P
Series 63, Series 65
Santa Fe, NM
Horizons Sustainable Financial Services, Inc.
Frederic Perret is a financial advisor at Horizons Sustainable Financial Services, Inc. with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at First Affirmative Financial Network, ProEquities, Inc., and Collateral Agency. Outside of advising, he serves as treasurer for both Alabama First and the Alabama Rivers Alliance, a nonprofit focused on river conservation. Horizons Sustainable Financial Services provides financial planning, investment consultation, and discretionary management to individuals, trusts, foundations, and businesses, with an emphasis on sustainable, responsible, and impact investing. The firm serves a range of clients from non‑high-net-worth to high-net-worth and employs a structured intake process combined with a blend of investment strategies tailored to client values.
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