Brownsburg, IN Office
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Howard Bailey Securities, LLC
Team
Firm-wide stats for Howard Bailey Securities, LLC
About
Howard Bailey Securities is an SEC‑registered investment adviser that provides asset management, retirement‑focused financial planning, and consulting to individuals, trusts, estates, qualified retirement plans, charitable organizations, foundations, corporations, small businesses and churches. The firm also facilitates access to third‑party money managers and digital estate‑planning platforms and offers insurance products through an affiliated insurance business.
The firm’s investment process uses a combination of fundamental and technical analysis together with Modern Portfolio Theory, implementing discretionary portfolio management, periodic rebalancing, and at least annual client reviews. For custody and trade execution the firm typically uses third‑party custodians and platform providers, and it appoints sub‑advisers such as AE Wealth Management and Orion for some client accounts.
The brochure discloses a 2024 SEC enforcement action related to marketing materials that resulted in a cease‑and‑desist order, mandated revisions to advertisements, and a $90,000 civil penalty, a notable compliance event in the firm’s disclosure history. The firm also highlights several business affiliations and potential conflicts — advisors devote a material portion of time to insurance sales through an affiliated broker‑dealer, leadership has multiple outside business interests (real estate, alternative investments and other operating companies), and the firm reports roughly $582.8 million in regulatory assets under management.
Based on Howard Bailey Securities, LLC
Expertise
Based on Howard Bailey Securities, LLC
Location
480 E. Northfield Drive, Suite 200
Brownsburg IN 46112
Advisors at this office
2
Advisors at this office
Brian S
Series 65
Brownsburg, IN
Howard Bailey Securities, LLC
Brian Singer is a Series 65-licensed financial advisor with 9 years of industry experience. He is affiliated with Howard Bailey Securities, LLC and has operated Brian Singer Corp, doing business as Singer Financial Group, since 1994. His background includes roles at AE Wealth Management, LLC from 2016 to 2022. Howard Bailey Securities is an SEC-registered investment adviser serving individuals, trusts, estates, qualified retirement plans, charitable organizations, foundations, corporations, small businesses, and churches. The firm combines fundamental and technical analysis with Modern Portfolio Theory to provide discretionary portfolio management, periodic rebalancing, and regular client reviews.
Trae H
Series 63, Series 65
Brownsburg, IN
Howard Bailey Securities, LLC
Trae Hassebroek is a financial advisor at Howard Bailey Securities, LLC with Series 63 and Series 65 credentials and one year of industry experience. Prior to joining Howard Bailey Securities, he was associated with Northwestern Mutual Investment Services and Northwestern Mutual Life Insurance Company. Outside of his advisory role, he has been involved with the Impact Soccer Club since 2023. Howard Bailey Securities is an SEC-registered investment adviser that offers asset management, retirement-oriented financial planning, and consulting services to a range of clients including individuals, trusts, estates, and charitable organizations. The firm employs a blend of fundamental and technical analysis alongside Modern Portfolio Theory, utilizing discretionary portfolio management and periodic rebalancing in its investment process.
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