Huffman Financial Services Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Huffman Financial Services provides discretionary investment advisory services to individuals as well as pensions, profit‑sharing plans, trusts, estates and charitable organizations, deploying client assets primarily through no‑load mutual funds and exchange‑traded funds. Clients receive account statements from the custodian and supplemental monthly account valuations and performance reports from the firm.
The firm’s investment process combines fundamental, technical and cyclical mutual fund and economic analysis, and it supplements third‑party research by meeting with mutual fund portfolio managers and using a proprietary statistical database to inform fund selection. Its typical approach favors long‑term purchases while allowing short‑term trades in special circumstances and occasional allocations to money‑market instruments for defensive purposes.
Distinctive features in the brochure include the explicit use of an internally maintained proprietary statistical database and regular direct engagement with fund managers as part of due diligence, along with monthly reviews overseen by the firm’s principal. The firm discloses that it generally does not vote client proxies, does not charge performance‑based fees, and does not participate in other financial industry activities or affiliations.
Client services
Expertise
Fee options
$0.00 - $1,000,000.00: 1.25% annually $1,000,000.01 - $1,500,000.00: 0.90% annually $1,500,000.01 - $2,000,000.00: 0.80% annually $2,000,000.01 - $3,000,000.00: 0.70% annually $3,000,000.01 - $5,000,000.00: 0.60% annually $5,000,000.01+: 0.35% annually Bond Account Only+: 0.50% annually
Account minimum: $10,000 Minimum fee: One-time non-refundable set-up fee of $25 per account with a maximum charge of $75
Main office
Stuart FL
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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