Greenwood, AR Office

Huntleigh Advisors serves a mix of individual clients (including high-net-worth individuals), small businesses, charities, trusts, estates, and employer retirement plans. The firm provides discretionary and non‑discretionary asset management, model portfolio programs, a specialized MindShare small‑ and micro‑cap strategy, sub‑advisory services, and ERISA plan advisory services (including both 3(21) and 3(38) arrangements).

The firm uses model asset allocation portfolios that are reviewed at least quarterly alongside customized individual management options, and its MindShare program seeks long‑term capital appreciation by combining fundamental research with investor sentiment analysis and charting. Huntleigh describes the MindShare offering as having SmallCap and MicroCap growth sleeves plus a concentrated Focused Strategy (typically 8–12 names) that carries higher turnover and volatility; the firm also employs a mix of fundamental, technical, cyclical and quantitative analysis across its strategies.

Compared with many enterprise peers, Huntleigh does not offer fixed‑fee arrangements and relies on percentage‑of‑AUM billing and fee sharing with third‑party managers, which the firm discloses can create conflicts of interest. The firm is affiliated with an in‑house broker‑dealer and discloses higher transaction fees in certain broker‑assisted MindShare trades, cash sweep and 12b‑1 revenue arrangements, and it was the subject of an SEC administrative order in 2023 requiring remediation and payment related to disclosure deficiencies; Huntleigh reports steps taken to mitigate conflicts, such as periodic reviews, rebating identified 12b‑1 payments, and converting to advisory share classes when available.