Memphis, TN Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Huntleigh Advisors, Inc.
Multi-team
Firm-wide stats for Huntleigh Advisors, Inc.
About
Huntleigh Advisors serves a mix of individual clients (including high-net-worth individuals), small businesses, charities, trusts, estates, and employer retirement plans. The firm provides discretionary and non‑discretionary asset management, model portfolio programs, a specialized MindShare small‑ and micro‑cap strategy, sub‑advisory services, and ERISA plan advisory services (including both 3(21) and 3(38) arrangements).
The firm uses model asset allocation portfolios that are reviewed at least quarterly alongside customized individual management options, and its MindShare program seeks long‑term capital appreciation by combining fundamental research with investor sentiment analysis and charting. Huntleigh describes the MindShare offering as having SmallCap and MicroCap growth sleeves plus a concentrated Focused Strategy (typically 8–12 names) that carries higher turnover and volatility; the firm also employs a mix of fundamental, technical, cyclical and quantitative analysis across its strategies.
Compared with many enterprise peers, Huntleigh does not offer fixed‑fee arrangements and relies on percentage‑of‑AUM billing and fee sharing with third‑party managers, which the firm discloses can create conflicts of interest. The firm is affiliated with an in‑house broker‑dealer and discloses higher transaction fees in certain broker‑assisted MindShare trades, cash sweep and 12b‑1 revenue arrangements, and it was the subject of an SEC administrative order in 2023 requiring remediation and payment related to disclosure deficiencies; Huntleigh reports steps taken to mitigate conflicts, such as periodic reviews, rebating identified 12b‑1 payments, and converting to advisory share classes when available.
Based on Huntleigh Advisors, Inc.
Expertise
Based on Huntleigh Advisors, Inc.
Location
154 Timber Creek Road, Suite 1
Memphis TN 38018
Advisors at this office
2
Advisors at this office
Phillip C
Series 63, Series 65
Memphis, TN
Huntleigh Advisors, Inc.
Phillip Carver is a financial advisor with Huntleigh Advisors, Inc. in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. His prior work includes over three decades at K. W. Chambers & Co. and five years with Huntleigh Securities Corporation. Outside of his advisory role, he serves as an umpire and scheduler for an adult softball league in Bartlett, TN. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm employs a range of fundamental, technical, charting, and quantitative strategies, including its MindShare Small Companies program focused on micro-, small-, and mid-cap equities.
James G
Series 63, Series 65
Memphis, TN
Huntleigh Advisors, Inc.
James Gulla is a financial advisor with Huntleigh Advisors, Inc. in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has worked at K. W. Chambers & Co. since 1997. Outside of advisory services, he is involved in insurance sales covering life, health, and variable products. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation. The firm offers model portfolio programs and customized management, including a MindShare Small Companies program that combines investor-sentiment/charting analysis with fundamental research across micro-, small-, and mid-cap equities.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")