IA Network, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
IA Network provides discretionary and non-discretionary investment management and financial planning primarily for individual and high‑net‑worth clients, and also offers services to businesses, institutions, retirement plans, and plan participants. Services include tailored portfolio construction using mutual funds, ETFs and individual securities, plus retirement plan consulting and participant advisory services.
The firm manages accounts using individualized goals, risk tolerance and rebalancing guidelines and makes use of SEI’s managed account platform to implement tax‑aware separate accounts and integration manager strategies. Its research toolkit combines fundamental, technical, cyclical and behavioral analysis, and advisors may execute trades through custodians and third‑party technology platforms on behalf of clients.
IA Network is organized as a collective of smaller advisory practices to share scale and infrastructure, and it operates affiliated entities that provide consulting and insurance services to advisors. Some representatives are also registered with a broker‑dealer and licensed to sell insurance, and the brochure discloses receipt of travel or event support from product sponsors — arrangements the firm notes as potential conflicts that are reviewed by its compliance function.
Client services
Expertise
Occupation focus
Fee options
Financial planning services can be offered as stand-alone flat fees or part of comprehensive asset management; specific amounts not stated.
Representatives may receive commissions for sales of securities and insurance products.
Fees for financial planning services may be charged separately, with hourly rates negotiable but specifics not stated.
Fee-only: Fees generally up to 2.5% of assets under management, negotiable and can vary from client to client.
Main office
See office210 N Church St, Suite 1905
Charlotte NC 28202
Advisors at this office
3
Offices (2)
Most active in
Alabama · Colorado · Indiana · Louisiana · New York · North Carolina · South Carolina · Tennessee
Also doing business as
Ia Network · Ia Network, LLC · Ian · Stockham Financial · Stockham Financial Charlotte · Tice Mcninch · Uptown Partners · Uptown Partners Advisory
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
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