Integrated Financial Solutions, PLLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Integrated Financial Solutions, PLLC provides fee-only financial planning and both discretionary and non-discretionary portfolio management to individuals (including high-net-worth clients), trusts, estates, charitable organizations and business entities. The firm also offers retirement-plan services, acting as either a 3(21) advisor or a 3(38) investment manager, and may recommend third‑party managers for portions of client portfolios.
Investment decisions are driven by each client’s goals, time horizon and risk tolerance and may use fundamental, technical and cyclical analysis; client objectives are documented in an investment policy statement and accounts are reviewed at least quarterly. IFS can serve as a liaison to third‑party managers, monitors TPM performance, and executes client trading through custodial relationships, including participation in the Charles Schwab Institutional program.
Noteworthy disclosures in the brochure include the managing member’s separate insurance‑agent activity (approximately 10% of his time) and the firm’s participation in Schwab’s institutional program and related receipt of economic benefits/soft‑dollar arrangements, conflicts the firm says it mitigates through disclosure and its Code of Ethics. The firm also notes that it does not vote client proxies (clients receive proxy materials directly) and highlights its ability to provide both non‑discretionary ERISA advice and discretionary 3(38) plan management, features that may distinguish it from many peers.
Client services
Expertise
Fee options
Financial planning flat fees range from $500 to $12,000 based on plan complexity
$0+: Up to 2% annually (negotiable) for asset management $0 - $10,000,000: 0.10% annually for ERISA 3(38) services $0+: Up to 1% for ERISA 3(21) services (as part of a combined max 1.25% if both 3(21) and 3(38) services are provided)
$575 per hour for financial planning services
Account minimum: $100,000 Fee-only: Hourly financial planning fee of $575 per hour; Fixed financial planning fees between $500 and $12,000 based on complexity; Financial planning fees negotiable and may be waived if plan is implemented with IFS.
Main office
See office7115 E. Baseline Rd. Ste. 110
Mesa AZ 85209
Advisors at this office
2
Offices (2)
Most active in
Arizona · Texas · Wisconsin
Also doing business as
Ifs Integrated Financial Solutions · Integrated Financial Solutions, PLLC · Rgis, LLC · Silvertree Special Needs Planning · Sks Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Joseph W
Series 63, Series 65, Series 66
Mesa, AZ
Integrated Financial Solutions, PLLC
Joseph Weber is a financial advisor at Integrated Financial Solutions, PLLC in Mesa, AZ, with 22 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at Integrated Financial Solutions and Voya Financial Advisors during his career. Outside of advising, he is also an independent insurance agent specializing in the sale of individual and group fixed insurance products. Integrated Financial Solutions, PLLC serves individuals, trusts, estates, charitable organizations, and business entities with fee-only financial planning and portfolio management. The firm focuses on retirement-plan fiduciary services and employs a documented investment process that includes fundamental, technical, and cyclical analysis.
Robert S
Series 63, Series 65
Mesa, AZ
Integrated Financial Solutions, PLLC
Robert Smith is a financial advisor at Integrated Financial Solutions, PLLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at SilverTree Special Needs Planning since 2014 and Voya Financial Advisors from 2014 to 2019. Smith is involved in nonprofit work related to special needs education and advocacy and serves as president of the board for Academic Opportunity of Arizona. Integrated Financial Solutions, PLLC provides fee-only financial planning and portfolio management services to individuals, trusts, estates, charitable organizations, and business entities. The firm’s investment process incorporates fundamental, technical, and cyclical analysis, and it has a notable focus on retirement-plan fiduciary services, including ERISA 3(21) advice and 3(38) plan management.
Roric G
Series 63, Series 65
Wauwatosa, WI
Integrated Financial Solutions, PLLC
Roric Griffith is a financial advisor with Integrated Financial Solutions, PLLC, holding Series 63 and Series 65 credentials and 29 years of industry experience. His prior roles include positions at Principal Securities Inc., RG Investment Strategies, Principal Life Insurance, and ON Investment Management Co. Outside of finance, he serves as co-president of the Cashel Academy of Irish Dance, assisting with event organization. Integrated Financial Solutions, PLLC provides fee-only financial planning and portfolio management services to individuals, trusts, estates, charitable organizations, and business entities. The firm offers retirement-plan advisory and management services, tailoring investment decisions to clients’ goals, time horizons, and risk tolerance.
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