Integrated Investment Strategies,Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Integrated Investment Strategies, Inc. provides discretionary investment management and optional financial planning to individuals, trusts, estates, charitable organizations, and small businesses. The firm’s client base is composed primarily of retail and smaller institutional accounts and does not include a significant roster of high‑net‑worth individuals, managing roughly $104 million for about 156 clients.
IIS follows an academically focused investment approach, using strategic asset allocation implemented largely with passively managed institutional mutual funds and a stated three‑factor model; portfolios are managed under individual investment policy statements with limited discretionary trading authority. Services are fee‑only and offered in packaged formats that combine ongoing portfolio oversight with financial‑planning work, consolidated reporting, and administrative support while clients retain custody of assets.
Distinctive features noted in the brochure include a recent family ownership and succession transition and the firm’s pending application for SEC registration, alongside two disclosed consent agreements with the state regulator in 2018 and 2019 for filing deficiencies. IIS also maintains third‑party arrangements for financial planning clients — including complimentary preparation of standard individual tax returns by an affiliated CPA firm and access to a digital estate‑planning service — which the firm presents as part of its planning package.
Client services
Expertise
Fee options
$0 - $250,000: 2.50% $250,001 - $500,000: 2.00% $500,001 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.50% $4,000,001+: 0.25%
Hourly planning services rate varies from $200 to $450 depending on advisor
Account minimum: $250,000 Fee-only: Financial Planning Strategy Package with annual fees $8,000 (1 year contract), $6,500 (2 year contract), $5,000 (3 year contract); One Year Financial Planning at $3,500 per year; Hourly planning services $200 to $450 per hour; $750 new client account setup fee for Investment Package
Main office
600 E Carmel Drive, Suite 110
Carmel IN 46032
Advisors at this office
2
Most active in
Indiana
Also doing business as
Iis · Integrated Investment Educators · Integrated Investment Strategies Advisory Services · Integrated Investment Strategies,Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Daniel L
CFP®, Series 63, Series 65
Carmel, IN
Integrated Investment Strategies,Inc.
Daniel Lubs is a CFP® professional with five years of experience, currently serving at Integrated Investment Strategies, Inc. He has worked in engineering and operations consulting at DAL Corp Services and has provided technical advisory support for a compressor manufacturing company. Lubs also holds a board member role at Integrated Investment Strategies, Inc., where he participates in financial and business oversight. Integrated Investment Strategies, Inc. offers discretionary investment management and financial planning services to individuals, trusts, estates, charitable organizations, and small businesses. The firm employs an academically based, passive investment approach and manages approximately $104 million for about 156 clients.
Derek R
Series 63, Series 65
Carmel, IN
Integrated Investment Strategies,Inc.
Derek Robertson is a financial advisor at Integrated Investment Strategies, Inc. with 29 years of industry experience. He holds Series 63 and Series 65 designations and has worked at several firms including Securities America Advisors and Money Concepts Capital Corp. He returned to Integrated Investment Strategies in 2025 after previously working there from 2008 to 2019. Integrated Investment Strategies, Inc. provides fee-only investment management and financial planning to individuals, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset allocation process focused on passively managed institutional mutual funds and uses a three-factor model to manage portfolio risk and diversification.
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