Daphne, AL Office
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International Assets Investment Management, LLC
Multi-team
Firm-wide stats for International Assets Investment Management, LLC
About
International Assets Investment Management (IAIM) provides investment advisory services to individuals, high‑net‑worth clients, retirement plans, corporations and other business entities, offering discretionary and non‑discretionary portfolio management, financial planning, and referrals to third‑party wrap and manager (TPAM) programs. Services are delivered through a national network of independent investment adviser representatives (IARs) who work with clients to define goals and implement strategies.
IAIM’s IARs generally pursue customized, long‑term portfolio construction using mutual funds, ETFs, individual equities and fixed income, and may recommend cash positions, options hedges, or rebalancing as appropriate to client objectives and risk tolerance. For some clients IAIM implements strategies via third‑party money managers, sub‑advisers or wrap programs (and may act as a compensated promoter for certain TPAMs), while also offering retirement plan advisory and standalone financial planning engagements.
What distinguishes IAIM from many peers is its complex affiliate structure and its promoter/placement activities: the firm is affiliated with multiple broker‑dealers, a clearing/custodial broker (ETCB), a trust company (Equity Trust), and other registered advisers, and principals have economic interests in a private fund (Mill75) that IAIM promotes to accredited investors. Those affiliations drive disclosed conflicts of interest (including cash‑sweep and clearing‑related payments to its affiliated broker‑dealer) and were the subject of an SEC consent order in 2024 concerning disclosure of clearing‑broker incentives; IAIM also recently revised its custody practices and no longer reports custody of client assets as of January 1, 2026.
Expertise
Location
9812 Millwood Circle
Daphne AL 36527
Advisors at this office
3
Advisors at this office
Adam B
CFP®, Series 63, Series 66
Daphne, AL
International Assets Investment Management, LLC
Adam Bell is a CFP® with 18 years of experience in the financial services industry. He is currently an advisor at International Assets Investment Management, LLC and has held roles at Rockbridge Asset Management, LLC and WFG Investments Inc. since 2010. International Assets Investment Management provides advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent representatives. The firm offers customized, long-term portfolio management using mutual funds, ETFs, individual equities, and fixed income, and incorporates third-party money managers and wrap programs as part of its approach.
James C
Series 63
Daphne, AL
International Assets Investment Management, LLC
James Conwell II is a financial advisor with International Assets Investment Management, LLC, holding a Series 63 designation and bringing 40 years of industry experience. His prior roles include positions at WFG Investments Inc, Gunnallen Financial, Inc., and BBVA Compass Investment Solutions, Inc. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent investment adviser representatives. The firm focuses on customized, long-term portfolio construction using a variety of investment vehicles and may utilize third-party managers and wrap programs to implement strategies aligned with client objectives.
Stephen P
Series 63, Series 65
Spanish Fort, AL
International Assets Investment Management, LLC
Stephen Pierce is a financial advisor at International Assets Investment Management, LLC with 35 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at WFG Investments Inc and Rockbridge Asset Management. Pierce is a partner at Rockbridge Wealth Management, an affiliated financial services entity. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent advisers. The firm focuses on customized, long-term portfolio strategies using a variety of investment vehicles and offers both discretionary and non-discretionary portfolio management, financial planning, and access to third-party manager programs.
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