Investment Managers Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and financial planning services primarily to individual and high-net-worth clients through a comprehensive portfolio management program covering stocks, bonds, mutual funds, ETFs, options and other public and private securities. It reports managing about $116.8 million on a non-discretionary basis for roughly 244 client relationships and operates with two advisors.
Advice is delivered on an individualized basis using a mix of fundamental, technical and cyclical analysis and a range of strategies from long-term holdings to shorter-term trading and ETF exposures; portfolios are reviewed at least quarterly. The firm generally operates on a non-discretionary basis (clients retain final trading authority) and commonly recommends a major custodial broker-dealer for account custody and trade execution while providing ongoing monitoring and planning support.
Several regulatory and business relationships distinguish the firm from many peers: a firm principal is affiliated with a broker-dealer and is also a licensed insurance agent, so the firm may recommend commissionable securities and insurance products and discloses those potential conflicts in its brochure and Code of Ethics. The combination of substantial non-discretionary assets and these broker-dealer and insurance affiliations—along with the firm’s use of custodial services that provide economic benefits to the adviser—are notable features that clients should consider when assessing the firm.
Client services
Expertise
Fee options
Up to 2.25% annually (maximum annual fee)
Adviser representative may accept commissions for sale of securities and investment products, including trail fees.
Main office
31045 Temecula Parkway, Suite 207
Temecula CA 92592
Advisors at this office
2
Most active in
Arizona · California · Florida · Nebraska · New Hampshire · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Timothy K
Series 66
Temecula, CA
Investment Managers Group, LLC
Timothy Kay is a financial advisor with Investment Managers Group, LLC in Temecula, CA, holding a Series 66 designation and 18 years of industry experience. He has worked at Purshe Kaplan Sterling Investments and Investment Managers Group since 2012. Outside of his advisory role, he is also involved in the sales and service of fixed life insurance and annuity contracts as an insurance agent. Investment Managers Group, LLC provides advisory services to individual and high-net-worth clients through comprehensive portfolio management and financial planning. The firm employs a combination of fundamental, technical, and cyclical analysis, offering tailored investment strategies ranging from long-term buy-and-hold to shorter-term trading, with clients retaining final trading authority.
Allen K
Series 66
Temecula, CA
Investment Managers Group, LLC
Allen Kay is a Series 66-registered advisor with Investment Managers Group, LLC, based in Temecula, CA. He has 21 years of industry experience and has been with Investment Managers Group since 2012. Investment Managers Group, LLC provides advisory services to individual and high-net-worth clients through portfolio management and financial planning, employing fundamental, technical, and cyclical analysis. The firm manages approximately $110 million on a non-discretionary basis and offers tailored investment strategies ranging from long-term buy-and-hold to shorter-term trading.
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