A complete list of active advisors currently associated with Investment Managers Group, LLC

Warmer can help you find a great advisor at Investment Managers Group, LLC or one who fits your needs even better.

The firm provides investment advisory and financial planning services primarily to individual and high-net-worth clients through a comprehensive portfolio management program covering stocks, bonds, mutual funds, ETFs, options and other public and private securities. It reports managing about $116.8 million on a non-discretionary basis for roughly 244 client relationships and operates with two advisors. Advice is delivered on an individualized basis using a mix of fundamental, technical and cyclical analysis and a range of strategies from long-term holdings to shorter-term trading and ETF exposures; portfolios are reviewed at least quarterly. The firm generally operates on a non-discretionary basis (clients retain final trading authority) and commonly recommends a major custodial broker-dealer for account custody and trade execution while providing ongoing monitoring and planning support. Several regulatory and business relationships distinguish the firm from many peers: a firm principal is affiliated with a broker-dealer and is also a licensed insurance agent, so the firm may recommend commissionable securities and insurance products and discloses those potential conflicts in its brochure and Code of Ethics. The combination of substantial non-discretionary assets and these broker-dealer and insurance affiliations—along with the firm’s use of custodial services that provide economic benefits to the adviser—are notable features that clients should consider when assessing the firm.

To learn more about the advisors currently working at Investment Managers Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.