A complete list of active advisors currently associated with Investment Strategies, LLC

Warmer can help you find a great advisor at Investment Strategies, LLC or one who fits your needs even better.

The firm provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates and charitable organizations. Services include portfolio management (both discretionary and non‑discretionary), comprehensive financial planning (cash flow, tax, insurance review, retirement and estate planning) and acting as a referral liaison to third‑party money managers. Investment Strategies customizes portfolios using fundamental, technical and cyclical analysis and offers both direct management and digital platform solutions; it uses the Betterment for Advisors platform and may delegate management to independent managers while supervising performance. The firm also arranges for third‑party money managers to manage accounts and provides client support and ongoing liaison services with those managers. Notable distinctions include the firm’s small scale (two advisors and roughly $8.8 million in AUM) and a recent regulatory disclosure: an August 2025 agreement with the state regulator that included a civil penalty and a 24‑month restriction on recommending non‑publicly traded securities. The brochure also discloses that the firm’s principal has an affiliated insurance business that occupies a substantial portion of his time and that the firm receives referral and incentive compensation from third‑party managers (including arrangements with Gradient Investments), conflicts the firm says it manages through disclosure and fiduciary procedures.

To learn more about the advisors currently working at Investment Strategies, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.