J Moss and Co
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
J Moss and Co is an independent, solo-registered investment adviser that serves individual clients with portfolio management and investment advisory consulting. The firm reports a very small client base and provides ongoing advice and account oversight under a written investment advisory agreement.
The firm’s process begins with a review of a client’s financial information and objectives and includes recommendations across mutual funds, individual securities, certificates of deposit and annuities; transactions are executed through broker-dealers chosen by the client or, with prior written authorization, by the firm acting as agent. Clients receive periodic written account summaries and are asked to keep the firm informed of changes in their financial circumstances; client discretion is retained while limited trading authority may be granted in writing.
What is distinctive about the firm is its blended fee approach — it uses both hourly consulting charges and asset-based management fees that are billed in advance on a periodic basis, a combination that is uncommon among independent solo advisers. The brochure also discloses that the adviser may recommend non-securities products (such as annuities) and includes detailed contractual terms on liability, indemnification and termination, reflecting a formalized operational and compliance posture relative to many peers.
Client services
Fee options
$0 - $1,000,000: 1.30% $1,000,000.01 - $2,000,000: 1.00% $2,000,000.01 - $3,000,000: 0.90% $3,000,000.01 - $5,000,000: 0.80% $5,000,000.01 - $7,500,000: 0.70% $7,500,000.01 - $10,000,000: 0.60% $10,000,000.01+: 0.50%
$200 per hour for investment advisory consulting services
Account minimum: $1,000 Minimum fee: $1,000 minimum for investment advisory consulting services Fee-only: Investment advisory fee at $200 per hour with $1,000 minimum for consulting services
Main office
Roswell GA
Advisors at this office
1
Most active in
Georgia
Also doing business as
J Moss And Co · J Moss And Co, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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