A complete list of active advisors currently associated with J Moss and Co

Warmer can help you find a great advisor at J Moss and Co or one who fits your needs even better.

J Moss and Co is an independent, solo-registered investment adviser that serves individual clients with portfolio management and investment advisory consulting. The firm reports a very small client base and provides ongoing advice and account oversight under a written investment advisory agreement. The firm’s process begins with a review of a client’s financial information and objectives and includes recommendations across mutual funds, individual securities, certificates of deposit and annuities; transactions are executed through broker-dealers chosen by the client or, with prior written authorization, by the firm acting as agent. Clients receive periodic written account summaries and are asked to keep the firm informed of changes in their financial circumstances; client discretion is retained while limited trading authority may be granted in writing. What is distinctive about the firm is its blended fee approach — it uses both hourly consulting charges and asset-based management fees that are billed in advance on a periodic basis, a combination that is uncommon among independent solo advisers. The brochure also discloses that the adviser may recommend non-securities products (such as annuities) and includes detailed contractual terms on liability, indemnification and termination, reflecting a formalized operational and compliance posture relative to many peers.

To learn more about the advisors currently working at J Moss and Co, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.