Jordan Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Jordan Financial provides fee-based portfolio management and individualized securities recommendations to private clients, covering domestic and international equities, mutual funds, ETFs, bonds, and options. The firm’s brochure reports it manages about $44.6 million on a discretionary basis and serves a relatively small client roster with comprehensive portfolio analysis.
Investment decisions are informed by a mix of technical and fundamental methods — including charting, cyclical analysis, and the use of Investor’s Business Daily as a primary research source — and are implemented through long-term and short-term positions and covered option writing. Portfolios are reviewed on an ongoing basis (daily triggers for cash activity and quarterly allocation reviews), and advisory fees are charged on an asset-based basis consistent with common industry practice.
The brochure discloses a 2010 state regulatory fine for failing to properly disclose a residency change and continuing to provide investment advice, a disciplinary event that the firm notes in its disclosure section and that is uncommon among peers. The firm also emphasizes a formal Code of Ethics, pre-clearance and monitoring of employee trading, and states it does not participate in soft-dollar programs or sell products beyond providing investment advice.
Client services
Expertise
Fee options
$0 - $7,000,000: 0.75% $7,000,001 - $12,000,000: 0.50% $12,000,001+: 0.35%
Main office
Tampa FL
Advisors at this office
1
Most active in
Florida · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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