A complete list of active advisors currently associated with Kaizen Wealth Management, LLC

Warmer can help you find a great advisor at Kaizen Wealth Management, LLC or one who fits your needs even better.

Kaizen Wealth Management, LLC provides financial planning and consulting to individuals and arranges investment management through third‑party money managers rather than managing client assets directly. The firm bills planning services on an hourly basis and does not act as a custodian or accept discretionary trading authority for client accounts. Rather than running in‑house portfolios, Kaizen evaluates clients’ initial situations, delivers written plans and periodic reviews, and serves as a liaison to third‑party money managers who implement investment strategies (which may include charting, fundamental, technical and cyclical analysis). KWM assists with paperwork, monitors quarterly statements, and communicates changes between clients and the selected managers while disclosing any referral arrangements. Noteworthy distinctions include an affiliated insurance practice operated by the firm’s principal that occupies a substantial share of their time and involves commission‑based insurance sales, a relationship the brochure discloses as a potential conflict of interest. The firm also discloses a prior self‑regulatory enforcement matter and a business model that shares fees and incentive arrangements with third‑party managers while not providing direct portfolio management, custody, or proxy‑voting services.

To learn more about the advisors currently working at Kaizen Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.