A complete list of active advisors currently associated with Kaizen Wealth Management, LLC

Warmer can help you find a great advisor at Kaizen Wealth Management, LLC or one who fits your needs even better.

Kaizen Wealth Management, LLC is a fee-based advisory firm that provides hourly financial planning and consulting to individual clients and coordinates investment management through third‑party money managers. The firm does not custody client assets, does not directly manage client portfolios, and does not accept discretionary trading authority for client accounts. KWM evaluates each client’s situation, prepares written plans (typically delivered within 90 days), and serves as a liaison for onboarding and ongoing communication with third‑party managers, including reviewing custodial quarterly statements. When clients are placed with third‑party managers, KWM discloses and receives referral or revenue‑sharing payments and documents production‑based incentives with at least one manager. Distinctive features disclosed in the brochure include an affiliated insurance business through the firm’s principal, from which commission income and significant time commitments arise, and a prior self‑regulatory disclosure: a 2006 Letter of Acceptance, Waiver and Consent resulting in a $5,000 fine and six‑month suspension related to a Form U4 disclosure. Unlike many peers, KWM does not directly charge clients a percentage‑of‑AUM fee (it charges hourly planning fees) and relies on third‑party managers for asset management and AUM billing.

To learn more about the advisors currently working at Kaizen Wealth Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.