KALTBAUM Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kaltbaum Capital Management primarily serves individual and high-net-worth clients, providing discretionary and non-discretionary investment supervisory services and tailored portfolio management across equities, fixed income and ETFs. The firm also offers investment research and consulting and produces market commentary and publications intended for a broader investor audience.
The firm operates three stated strategies—growth (equities), fixed income, and an ETF/tactical allocation approach—and combines fundamental and technical analysis with daily monitoring and the flexibility to take concentrated positions when deemed appropriate. Portfolios may be managed to a stated strategy or customized to individual client goals, and the adviser retains broad investment authority to adjust allocations in response to market and client changes.
Noteworthy differences from many peers include a media and publications component (periodicals/newsletter commentary and broadcast appearances) and the firm’s acceptance of performance-based fee arrangements for qualified clients, both of which are less common in this peer group. The firm also manages a relatively large number of client relationships per advisor, a structure that may influence how services are delivered and reviewed compared with smaller advisor-to-client ratios.
Client services
Expertise
Fee options
$0.00 - $500,000.00: up to 2% $500,000.00 - $1,000,000.00: up to 1.5% $1,000,000.00+: up to 1%
Up to 20% of the quarterly realized and unrealized gain for clients with at least $1.1 million AUM or $2.2 million net worth.
Investment Research Consulting Fees: $750 per quarter for individuals; negotiated for institutions.
Account minimum: $500,000
Main office
Sanford FL
Advisors at this office
1
Most active in
Arizona · Florida · Pennsylvania · Texas
Also doing business as
Investors Edge, LLC · Kaltbaum And Associates · Kaltbaum Capital Management · Kaltbaum Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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