KANU Asset Management, LLC logo

KANU Asset Management, LLC

Updated today

Client AUM

$16,027,175

Clients

111

Advisors

2

of 4 employees

About

kANU Asset Management provides discretionary portfolio management, pension consulting, and comprehensive financial planning to individuals (including high‑net‑worth and accredited investors) as well as institutional clients such as pension plans, trusts, and family offices. The firm also offers subscription content (blog posts/newsletters) and conducts periodic educational seminars and workshops for clients and the public.

The firm’s investment approach combines a long‑term global strategy with an active, tactical overlay driven by a proprietary quantitative program called “Convixquant,” and employs techniques that can include long and short positions, margin, options, inverse/leveraged ETFs, and cryptocurrency exposure. kANU documents client risk tolerance and investment policies for each account and typically manages client portfolios on a discretionary basis.

Distinctive features noted in the brochure include disclosure that a principal accepts outside compensation for the sale of securities and that the firm may recommend insurance products, including annuities, which are identified as potential conflicts of interest to be disclosed. The firm also describes fee‑sharing arrangements with third‑party managers, states relatively high account minimums for individuals and institutions, and emphasizes its proprietary trading program alongside client‑facing educational materials.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies Private / alternative investments Concentrated stock management

Occupation focus

Executive Founder/Business Owner

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Fee options

Fixed

Purposeful Wealth Planning Process consulting fees: $6,000 for Phase I-II; $6,000 due prior to Phase III-IV; for individuals: $300 down then $250/month for 6 months.

Percentage

$0 - $499,999: 2.00% $500,000 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $4,999,999: 0.75% $5,000,000+: 0.60%

Commissions

Compensation for sale of securities via registered representative Enyi Kanu; commissions not primary source of income.

Project-based

Financial planning hourly fees range from $275 to $485 per hour.

Subscriptions

Subscription services offered free of charge.

Other

Account minimum: $1,000,000 Fee-only: Hourly financial planning fees between $275 and $485 per hour; retainer for first 10 hours up to $1,500; fees negotiable.

Main office

4015 Executive Park Drive, Suite 402

Cincinnati OH 45241

Advisors at this office

2

Most active in

Louisiana · Ohio · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Ihechituru K

Series 63, Series 65

Cincinnati, OH

KANU Asset Management, LLC

Ihechituru Kanu is a financial advisor with KANU Asset Management, LLC in Cincinnati, OH, holding Series 63 and Series 65 credentials and bringing 38 years of industry experience. He has previously worked at Capital City Securities, LLC and Calton & Associates, Inc. Outside the advisory business, he is a managing director and 50% partner in two non-industry ventures, KANU Investments LLC and Arete Capital Partners, LLC. KANU Asset Management provides discretionary portfolio management, pension consulting, and financial planning to individual and institutional clients. The firm employs a long-term global investment strategy combined with an active tactical overlay using a proprietary quantitative program called “Convixquant,” managing portfolios typically on a discretionary basis.

Active portfolio management Options & derivatives strategies Private / alternative investments Concentrated stock management Executive Founder/Business Owner
user avatar

Derek H

Series 63, Series 65

Cincinnati, OH

KANU Asset Management, LLC

Derek Howell is a financial advisor at KANU Asset Management, LLC in Cincinnati, OH. He holds Series 63 and Series 65 licenses and has experience at KANU since 2021, as well as prior roles at Cincinnati Investment Advisors and Walmart. KANU Asset Management provides discretionary portfolio management, pension consulting, and financial planning to individuals—including high-net-worth and accredited investors—and institutional clients. The firm employs a long-term global investment strategy combined with an active quantitative overlay and manages specialized practices such as WealthRX for medical professionals.

Active portfolio management Options & derivatives strategies Private / alternative investments Concentrated stock management Executive Founder/Business Owner
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