Kapok Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Kapok Capital is a single-advisor independent investment adviser that manages approximately $30 million in discretionary assets and serves a small client base of individual and high‑net‑worth clients. The firm provides ongoing investment supervisory services, prepares an Investment Policy Statement for each client, and delivers a one‑time financial plan as part of its planning work.
The firm combines fundamental and technical analysis and implements a wide range of strategies, including long‑ and short‑term trading, short sales, margin transactions, and options writing, while typically operating with discretionary authority. Accounts are reviewed daily by the firm’s sole principal, and the adviser can block trades across accounts and selects custodians based on transaction costs and access to mutual funds and ETFs.
Notable differences from many peers include the use of higher‑risk trading techniques (short sales, margin and options) within a small, individual‑client practice and the delivery model of a single financial plan with ongoing reporting available only upon request or for an additional fee. The brochure also discloses receipt of research or other “soft dollar” benefits from brokers and permits clients to direct brokerage, practices that can affect execution and trade aggregation.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,000 - $50,000,000: 1.00% $50,000,000+: 0.80%
Main office
Miami FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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