K
Kenneth A. Dery & Associates
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,950,488
Clients
22
86% high-net-worth
Advisors
1
of 3 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
LowAverage account size
$1,588,659
About
Kenneth A. Dery & Associates provides discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, reporting one advisor, 22 clients, and approximately $34.95 million in assets under management. The firm also operates a wrap-fee program as part of its service offerings.
The firm follows a portfolio-management approach using individualized allocations and periodic account reviews, and it generally charges percentage-of-AUM fees consistent with common practice among peers. Its Form ADV discloses and presents performance results, including predecessor performance, in client materials.
What distinguishes the firm is that it serves as a qualified custodian for client assets and sponsors a wrap-fee program—features that are uncommon for similarly sized supported firms. It is also notable for publicly presenting historical and predecessor performance information, which is relatively rare among firms in this category.
Client services
Portfolio management
Fee options
Main office location
Kenneth A. Dery & Associates
4145 Erie Street
Willoughby OH 44094, United States
Number of offices
1
Most active in
Kenneth A. Dery & Associates has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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