Wilmington, DE Office

Kingsview Wealth Management serves a broad mix of clients — individuals (including high‑net‑worth clients), retirement plans, trusts, foundations, and corporate entities — offering wealth management, financial planning, and asset management. Services are delivered through a network of Investment Adviser Representatives (IARs) and an internal portfolio group (Kingsview Investment Management, or KIM), and include retirement plan consulting, participant account management for held‑away assets, and access to third‑party managers and alternative investments.

The firm operates with two primary business units: IARs provide tailored, discretionary or non‑discretionary portfolio management across a wide range of securities (equities, fixed income, options, futures and margin) while KIM constructs and distributes model strategies used in separately managed accounts, ETFs and by outside advisers under model‑licensing arrangements. KWM also combines proprietary model portfolios (including tactical and income‑oriented strategies), ETF product management, and partnerships for tax/estate review and alternative‑asset sourcing to support client portfolios.

Noteworthy for an enterprise‑sized RIA, certain KWM personnel are registered representatives of unaffiliated broker‑dealers (for example, Foreside and The Leaders) and engage in selling the firm’s Monarch ETFs and variable insurance products while receiving transaction‑based compensation; KWM also serves as the investment adviser to those Monarch ETFs and manages similar SMA strategies side‑by‑side. The firm’s use of affiliated model products, broker‑dealer registered staff, commodity/futures access via associated persons, and third‑party alternative platforms are highlighted in its disclosures and are managed through written policies, disclosure and oversight.