Klein Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Klein Wealth Management serves individual investors as well as pension plans, trusts, estates, charitable organizations and business entities, providing discretionary investment management and integrated financial planning. According to the firm brochure, it manages roughly $13.6 million of discretionary assets across several dozen accounts and provides ongoing portfolio monitoring, rebalancing, and annual plan updates using MoneyGuide One financial planning software.
The firm’s investment approach uses low‑cost indexed funds as the foundation while permitting opportunistic allocations to actively managed mutual funds and ETFs. It combines asset-allocation and modern portfolio theory with business‑cycle tilts and technical analysis to adjust sector and class weightings, implementing reallocations and rebalancing in line with client risk profiles.
Noteworthy operational features include a small advisory team operating as a fee‑only practice that does not custody client assets and typically places orders on a per‑account basis rather than aggregating trades. Clients retain proxy‑voting authority and the firm accommodates client‑imposed restrictions and requests to execute trades themselves, reflecting a flexible approach to client control over specific holdings.
Client services
Expertise
Fee options
1.00% annually, charged quarterly at 0.25% per quarter, in arrears
Account minimum: $10,000 Fee-only: Fee-only advisor; compensation solely from fees paid by clients
Main office
503 Cloisterbane Drive
Saint Johns FL 32259
Advisors at this office
1
Most active in
Florida
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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