Kleinfelder Capital, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$372,229,157
Clients
481
Advisors
3
of 5 employees
About
The firm provides comprehensive wealth management and financial planning to individuals, high‑net‑worth clients, families, trusts, estates, businesses, and retirement plans. It manages approximately $377 million in client assets across a small advisory team and delivers discretionary portfolio management alongside standalone or integrated financial planning and retirement plan advisory services.
The firm describes a holistic, customized investment process that relies primarily on fundamental analysis and a long‑term orientation while allowing tactical trading when client goals or market conditions warrant. Portfolios may include mutual funds, ETFs, individual equities and fixed‑income (including tax‑exempt municipal bonds), and the firm may, for certain clients, use leveraged ETFs and short‑term margin or implement institutional share‑class selections to address tax and cost considerations.
Compared with many peers, the firm sponsors a wrap fee program that bundles transaction costs into an asset‑based advisory fee, a feature that is uncommon among similar small supported firms. It also discloses several other potential conflicts and distinctive practices — including introductions to non‑purpose loan programs that use client assets as collateral, an institutional platform relationship that provides software and other economic benefits, and advisory personnel who are licensed to sell insurance products and may receive commissions — each of which the firm notes clients should consider when evaluating its services.
Client services
Expertise
Fee options
Fixed fee negotiated based on expected hours for financial planning services
$0 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.80% $2,000,000 - $4,999,999: 0.65% $5,000,000 - $9,999,999: 0.55% $10,000,000+: Negotiable
Up to $300 per hour for financial planning services
Fee-only: Investment advisory fees based on tiered AUM schedule; Financial planning fees offered separately on hourly (up to $300/hour) or fixed fee basis
Main office
8050 Hosbrook Road, Suite 200
Cincinnati OH 45236
Advisors at this office
3
Most active in
California · Florida · Indiana · Kentucky · Louisiana · Michigan · New Hampshire · Ohio · Pennsylvania · Tennessee · Texas
Also doing business as
Charleston Capital, Inc. · Kleinfelder Capital, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Michael K
CFP®, Series 66
Cincinnati, OH
Kleinfelder Capital, Inc.
Michael Kleinfelder is a CFP® with 25 years of industry experience, currently serving as an advisor at Kleinfelder Capital, Inc. since 2017. His prior roles include positions at PURSHE KAPLAN STERLING INVESTMENTS, Inc. and Morgan Stanley. Outside of advisory work, he is an independent insurance agent and owns Graf Drive LLC, which holds an office building in Cincinnati. Kleinfelder Capital provides wealth management, financial planning, and retirement-plan advisory services to individuals, families, trusts, estates, businesses, and plan sponsors. The firm offers customized, primarily long-term portfolio management using fundamental analysis, with an investment approach that includes mutual funds, ETFs, equities, and fixed income, and manages approximately $307 million across a small advisory team.
Braden S
Series 66
Cincinnati, OH
Kleinfelder Capital, Inc.
Braden Seymour is a financial advisor at Kleinfelder Capital, Inc. in Cincinnati, OH, holding a Series 66 designation with two years of industry experience. His prior work includes roles at AE Wealth Management, Arkadios Wealth Advisors, and Russell Total Wealth & Wellness. He is also an independent insurance agent. Kleinfelder Capital provides wealth management, financial planning, and retirement-plan advisory services to individuals, families, trusts, estates, businesses, and plan sponsors. The firm employs a primarily long-term, fundamental analysis approach to portfolio construction and offers discretionary management alongside integrated financial planning and ERISA fiduciary services.
Timothy D
Series 65, Series 66
Cincinnati, OH
Kleinfelder Capital, Inc.
Timothy Davis is a financial advisor at Kleinfelder Capital, Inc. with 13 years of industry experience. He holds Series 65 and Series 66 licenses and has previously worked at Latitude Advisors, GWN Securities, J.P. Morgan Securities, Merrill, Mass Mutual Life Insurance, and MML Investors Services. Outside of his advisory role, he is president of Fire Island Media, focusing on photography and authorship, and leads Avalon Consulting Group, which provides business consulting services. Kleinfelder Capital offers comprehensive wealth management and financial planning to individuals, families, trusts, estates, businesses, and retirement plans. The firm manages approximately $377 million in client assets, employing a customized investment process that emphasizes fundamental analysis and a long-term approach, with portfolios that may include mutual funds, ETFs, individual equities, and fixed-income securities.
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