Klimis & Associates Advisory, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Klimis & Associates Advisory, Inc. provides customized financial planning services for individuals, including high‑net‑worth clients, typically resulting in a written financial plan that addresses investments, insurance, retirement, and related topics. The firm gathers quantitative and qualitative information and uses computer‑generated reports to tailor recommendations to clients’ objectives, family situations, and risk tolerance.
The firm’s advisory work is planning‑focused: it makes general recommendations about investment categories and diversification but does not trade or manage client accounts on a discretionary basis. Clients who want help implementing the plan commonly use the services of an affiliated broker‑dealer or implement recommendations independently, and the adviser does not maintain custody or discretionary authority over client portfolios.
Klimis & Associates’ advisers are also registered representatives and principals of an affiliated broker‑dealer and hold multiple securities registrations and insurance licenses, so implementation through that broker‑dealer can involve commissionable sales and other compensation disclosed in the brochure. The firm requires its planners to hold the CFP designation and emphasizes broad diversification (including global exposure) while relying on planning fees rather than percentage‑of‑assets billing.
Client services
Expertise
Fee options
Advisory Representatives are also Registered Representatives of FSC Securities Corporation and may receive commissions on securities transactions and insurance sales; these commissions are separate from advisory fees.
Minimum fee: Fee is discussed and agreed to in advance; based on complexity of financial circumstances; paid upon completion and presentation of the financial plan. Fee-only: Fixed fee for financial planning services, paid upon completion of the plan; exact amount varies by client and complexity, agreed upon in advance.
Main office
35002 Us Hwy 19 N
Palm Harbor FL 34684
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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