A complete list of active advisors currently associated with Kornitzer Capital Management, Inc.
Warmer can help you find a great advisor at Kornitzer Capital Management, Inc. or one who fits your needs even better.
Kornitzer Capital Management, Inc. is an SEC-registered investment adviser that provides discretionary portfolio management to individuals and a range of institutional clients, and serves as the investment adviser to a series of mutual funds (the Buffalo Funds) while also acting as a subadviser for a trust company. Its client mix includes non‑HNW and high‑net‑worth individuals as well as investment company and insurance‑type clients noted in its Brochure. The firm’s investment process is built on internally generated research conducted by a team that includes CFA charterholders and industry specialists, with strategies spanning balanced, equity, and fixed‑income mandates. It implements client mandates through separately managed accounts and “strategy accounts” intended to follow the investment approaches of its mutual funds, generally favoring a long‑term, low‑turnover approach and individualized account restrictions where appropriate. Distinctive features noted in the Brochure include an operational affiliation with a trust company for which the firm acts as subadviser and an ownership relationship between the firm’s principal ownership and that trust company, plus a material role as adviser to multiple mutual fund series—arrangements the firm discloses as potential conflict areas. The Brochure also discloses a prior SEC enforcement matter that resulted in censure and remedial payments, and the firm does not offer standalone financial planning services, a service many peers commonly provide.
To learn more about the advisors currently working at Kornitzer Capital Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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