Kornitzer Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,969,033,406
Clients
1,888
Advisors
10
of 41 employees
About
Kornitzer Capital Management, Inc. is an SEC-registered investment adviser that provides discretionary portfolio management to individuals and a range of institutional clients, and serves as the investment adviser to a series of mutual funds (the Buffalo Funds) while also acting as a subadviser for a trust company. Its client mix includes non‑HNW and high‑net‑worth individuals as well as investment company and insurance‑type clients noted in its Brochure.
The firm’s investment process is built on internally generated research conducted by a team that includes CFA charterholders and industry specialists, with strategies spanning balanced, equity, and fixed‑income mandates. It implements client mandates through separately managed accounts and “strategy accounts” intended to follow the investment approaches of its mutual funds, generally favoring a long‑term, low‑turnover approach and individualized account restrictions where appropriate.
Distinctive features noted in the Brochure include an operational affiliation with a trust company for which the firm acts as subadviser and an ownership relationship between the firm’s principal ownership and that trust company, plus a material role as adviser to multiple mutual fund series—arrangements the firm discloses as potential conflict areas. The Brochure also discloses a prior SEC enforcement matter that resulted in censure and remedial payments, and the firm does not offer standalone financial planning services, a service many peers commonly provide.
Client services
Expertise
Fee options
Fixed fees are reported by SEC Form ADV Part 1 but not specified in brochure.
$0+: 1.00% annually for Equities and Fixed Income $0+: 0.25% annually for Municipal and Investment Grade securities $0+: 0.10% annually for US Treasury securities $100,000,000+: Reduced fees for Strategy Accounts above $100 million (exact tiers not specified)
Account minimum: $500,000
Main office
5420 West 61st Place
Shawnee Mission KS 66205
Advisors at this office
10
Most active in
Alabama · Arizona · Arkansas · California · Connecticut · Delaware · District of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Also doing business as
Kornitzer Capital Management Inc · Kornitzer Capital Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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