Marietta, GA Canton Rd Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Kovack Advisors, Inc.
Multi-team
Firm-wide stats for Kovack Advisors, Inc.
About
Kovack Advisors, Inc. is a multi-team registered investment adviser with roughly 260 advisors and over $6 billion in client assets, serving individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, banks and thrift institutions, and state and municipal government clients. The firm provides traditional advisory services including discretionary and non‑discretionary portfolio management, financial planning, and sub‑advisory/Independent Advisor program access, along with aggregation and limited management of “held‑away” retirement plan assets.
The firm implements client portfolios using an Envestnet-supported workflow that begins with a risk‑tolerance questionnaire and a Statement of Investment Selection, and it employs internally created models as well as third‑party managers and TAMPs to construct allocations and manage accounts. KAI monitors accounts on an ongoing basis, may rebalance or replace managers when strategies deviate, and offers both model‑based and advisor‑managed solutions across multiple custodians and execution venues.
Compared with many peers, Kovack discloses a number of atypical features: affiliation with an introducing broker‑dealer and an affiliated law firm, a related municipal advisory affiliate, and a client mix that explicitly includes banking and state/municipal entities. The firm has also reported several regulatory matters in recent years (including an SEC mutual‑fund share‑class self‑report, a 2022 SEC wrap‑program settlement, and a November 21, 2025 Delaware consent order) and discloses relationships and revenue‑sharing (including a core sweep program and other vendor arrangements) that it identifies and addresses in its disclosures.
Based on Kovack Advisors, Inc.
Expertise
Based on Kovack Advisors, Inc.
Location
1337 Canton Rd, Suite A
Marietta GA 30066
Advisors at this office
3
Advisors at this office
Eileen F
Series 66
Marietta, GA
Kovack Advisors, Inc.
Eileen Fannon is a financial advisor at Kovack Advisors, Inc. with 24 years of industry experience. She holds a Series 66 designation and has worked at Kovack Advisors since 2015, following prior roles at Resource Horizons Investment Advisory and Resource Horizons Group. Outside of her advisory work, she serves as a minister performing marriage ceremonies and is involved in accounting and tax services through a separate business she manages. Kovack Advisors, Inc. is a multi-team registered investment adviser with about 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension plans, charitable organizations, banks, and governmental entities, employing a combination of internally developed models and third-party managers to construct and manage portfolios.
Cheryl M
Series 66
Marietta, GA
Kovack Advisors, Inc.
Cheryl Mc Guire is a financial advisor with Kovack Advisors, Inc. in Marietta, GA, holding a Series 66 designation and 19 years of industry experience. She has been with Kovack Advisors since 2015 and has prior experience at several firms including Securities America Advisors and Osaic FS. Outside her advisory role, she is involved in related financial services activities through The Oak Tree Group and Alliance Wealth Advisors. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a broad client base including individuals, pension plans, charitable organizations, and municipal clients, offering portfolio management, financial planning, and sub-advisory services using a combination of internal models and third-party managers.
Ellen R
Series 66
Marietta, GA
Kovack Advisors, Inc.
Ellen Rapier is a financial advisor at Kovack Advisors, Inc. with 20 years of industry experience. She holds a Series 66 designation and has worked at Kovack Advisors since 2015, following six years at Resource Horizons Investment Advisory, Inc. Outside of her advisory role, she serves as treasurer for the Charis Circle nonprofit organization and is active as a musician, including live performances and studio work. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse range of clients including individuals, pension and profit-sharing plans, charitable organizations, banks, and government entities, using a combination of internally created models and third-party managers to construct and monitor client portfolios.
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