Napoleon, OH Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Kovack Advisors, Inc.
Multi-team
Firm-wide stats for Kovack Advisors, Inc.
About
Kovack Advisors, Inc. is a multi-team registered investment adviser with roughly 260 advisors and over $6 billion in client assets, serving individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, banks and thrift institutions, and state and municipal government clients. The firm provides traditional advisory services including discretionary and non‑discretionary portfolio management, financial planning, and sub‑advisory/Independent Advisor program access, along with aggregation and limited management of “held‑away” retirement plan assets.
The firm implements client portfolios using an Envestnet-supported workflow that begins with a risk‑tolerance questionnaire and a Statement of Investment Selection, and it employs internally created models as well as third‑party managers and TAMPs to construct allocations and manage accounts. KAI monitors accounts on an ongoing basis, may rebalance or replace managers when strategies deviate, and offers both model‑based and advisor‑managed solutions across multiple custodians and execution venues.
Compared with many peers, Kovack discloses a number of atypical features: affiliation with an introducing broker‑dealer and an affiliated law firm, a related municipal advisory affiliate, and a client mix that explicitly includes banking and state/municipal entities. The firm has also reported several regulatory matters in recent years (including an SEC mutual‑fund share‑class self‑report, a 2022 SEC wrap‑program settlement, and a November 21, 2025 Delaware consent order) and discloses relationships and revenue‑sharing (including a core sweep program and other vendor arrangements) that it identifies and addresses in its disclosures.
Based on Kovack Advisors, Inc.
Expertise
Based on Kovack Advisors, Inc.
Location
115 W Washington St
Napoleon OH 43545
Advisors at this office
3
Advisors at this office
Bradley M
CFP®, ChFC®, Series 66
Napoleon, OH
Kovack Advisors, Inc.
Bradley Meister is a financial advisor with Kovack Advisors, Inc., holding CFP® and ChFC® designations and over 42 years of industry experience. He has been with Kovack Advisors since 2008, having previously worked at Cambridge Investment Research Advisors and Thrivent Investment Management. Outside of his advisory role, he serves on the Washington Township Zoning Board in Liberty Center, Ohio. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, using a combination of internally created models and third-party managers to manage portfolios across multiple custodians.
Jacob S
Series 66
Napoleon, OH
Kovack Advisors, Inc.
Jacob Spieth is a financial advisor at Kovack Advisors, Inc. with a Series 66 designation and one year of industry experience. His work history includes roles at Kovack Securities, Meister & Associates, Northwestern Mutual, and several other organizations. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, providing portfolio management, financial planning, and access to sub-advisory programs using Envestnet-supported workflows and a combination of internal and third-party investment models.
Lawrence V
Series 66
Napoleon, OH
Kovack Advisors, Inc.
Lawrence Vocke is a financial advisor with Kovack Advisors, Inc., holding a Series 66 designation and 14 years of industry experience. He has been with Kovack Securities, Inc. since 2012. Outside of his advisory role, he serves on the Board of Trustees for the Napoleon Public Library and is a member of the City of Napoleon Planning Commission. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, pension plans, charitable organizations, banks, and government entities, using a combination of internally created models and third-party managers through an Envestnet-supported workflow.
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