Jenks, OK Office

Laguna Capital Management primarily serves individual and high‑net‑worth clients, offering discretionary asset management, written financial plans, and retirement‑plan consulting. The firm reports roughly $97.5 million in regulatory assets under management across about 104 client relationships and three advisors, and it provides annuity analysis and implementation through a third‑party platform that can include management of variable annuity sub‑accounts.

Portfolios are individualized and may include stocks, bonds, mutual funds, ETFs, options and other public and private securities, with ongoing monitoring and rebalancing. The brochure discloses that the firm employs active techniques — including margin borrowing, short sales, option writing, leveraged ETFs and other derivatives — and that it uses borrowing and derivatives within separately managed accounts, features it explicitly notes and monitors.

Distinctive aspects called out in the brochure include the firm’s annuity conversion and sub‑account management capability via a third‑party platform and a recent (since March 2026) move to utilize third‑party money managers/sub‑advisers; Laguna describes formal due‑diligence and ongoing supervisory reviews of those managers. The firm also identifies a list of excluded products (for example, cryptocurrencies and several specified private offerings) and documents its fiduciary and custody procedures.