Landolt Securities, Inc. logo

Landolt Securities, Inc.

Updated today

Client AUM

$137,829,035

Clients

198

Advisors

15

across 10 offices

About

Landolt Securities provides investment management and consulting to individuals, trusts, estates, corporations and other entities, reporting $137.8 million in regulatory assets under management as of March 31, 2026. The firm delivers portfolio management on both a discretionary and non‑discretionary basis and assists clients with establishing brokerage accounts and accessing third‑party asset management programs.

Its investment process emphasizes fundamental analysis and the firm notes a majority of client assets are managed in small‑cap growth stocks, with both short‑term and long‑term trading approaches used depending on client objectives. Landolt also places clients into third‑party model and TAMP programs (including AssetMark, Trinity, Prairie and Orion) and tailors investment recommendations to individual client risk tolerances and restrictions.

Distinctive features in the firm’s brochure include dual registration as both a registered investment adviser and a FINRA member broker‑dealer, and that its representatives are licensed to sell insurance—creating potential conflicts stemming from commissionable product sales. The brochure also discloses several prior regulatory enforcement actions (FINRA and state sanctions in 2013, 2014, 2015 and 2024) related to broker‑dealer activities and supervisory deficiencies, and the firm notes its reliance on TAMP affiliations and multiple offices in delivering services.

Client services

Portfolio management Selection of other advisers

Expertise

Active portfolio management Annuities

Occupation focus

Executive

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Fee options

Percentage

$0 - $1,000,000: 2.00% annually $1,000,001 - $5,000,000: 1.75% annually Over $5,000,000+: 1.50% annually

Commissions

Commissions on securities and insurance sales, mutual fund distribution/service fees (12b-1 fees)

Other

Minimum fee: $300 per quarter minimum fee

Main office

See office

900 North Shore Drive Suite 279

Lake Bluff IL 60044

Advisors at this office

4

Most active in

Wyoming

Also doing business as

Fisn · Landolt Securities, Inc. · Leslie Financial LLC · Links Financial Services · The Wealth Protection Group · The Wealth Protection Group LLC · Tk Chen Financial Services LLC · Torii Asset Management · Westport Advisory Group

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Victor T

CFP®, Series 63, Series 65

Rockville, MD

Landolt Securities, Inc.

Victor Trebules III is a CFP® with 21 years of industry experience and has been with Landolt Securities, Inc. since 2013. He is based in Rockville, MD, and holds Series 63 and Series 65 licenses. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages $137.8 million in regulatory assets, focusing on fundamental analysis and a majority allocation in small-cap growth stocks, while offering both discretionary and non-discretionary portfolio management.

Active portfolio management Annuities Executive
user avatar

Martin Y

Series 63, Series 65

Lake Bluff, IL

Landolt Securities, Inc.

Martin Yokosawa is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been with Landolt Securities since 2008 and is also the president and owner of Torii Asset Management, where he provides investment advisory services. Since 2021, he has served as a trustee for a family trust. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in regulatory assets as of March 31, 2026. The firm emphasizes fundamental analysis with a focus on small-cap growth stocks and utilizes both discretionary and non-discretionary portfolio management strategies.

Active portfolio management Annuities Executive
user avatar

Brian S

Series 63, Series 65

Boynton Beach, FL

Landolt Securities, Inc.

Brian Staubus is a financial advisor with Landolt Securities, Inc. in Boynton Beach, FL, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. His prior work includes positions at Oberweis Securities, Inc. and LaSalle St Securities LLC. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm focuses on fundamental analysis with an emphasis on small-cap growth stocks and offers both discretionary and non-discretionary portfolio management, as well as access to third-party asset management programs.

Active portfolio management Annuities Executive
user avatar

Jeff B

CFP®, Series 63, Series 65

Park City, UT

Landolt Securities, Inc.

Jeff Batterson is a financial advisor with Landolt Securities, Inc. in Park City, Utah, holding the CFP® designation and Series 63 and 65 licenses. He has 30 years of industry experience, including 17 years with Landolt Securities. Outside of his advisory role, he is licensed to sell insurance and works as a real estate agent with Windermere Real Estate. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in regulatory assets. The firm focuses on fundamental analysis, with a majority of client assets invested in small-cap growth stocks, and offers both discretionary and non-discretionary portfolio management.

Active portfolio management Annuities Executive
user avatar

Giuseppe D

Series 63, Series 66

North Royalton, OH

Landolt Securities, Inc.

Giuseppe Del Vecchio is a financial advisor at Landolt Securities, Inc. with 23 years of industry experience. He holds Series 63 and Series 66 registrations and previously worked at Fifth Third Securities for 14 years before joining Landolt Securities in 2017. Outside of his advisory role, he buys and sells sports memorabilia on eBay as a hobby. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, and corporations, managing $137.8 million in assets as of March 31, 2026. The firm focuses on fundamental analysis and primarily manages client assets in small-cap growth stocks, using both discretionary and non-discretionary portfolio management approaches tailored to client objectives and risk tolerances.

Active portfolio management Annuities Executive
user avatar

Damon L

Series 66

Maple Plain, MN

Landolt Securities, Inc.

Damon Longstreet is a financial advisor at Landolt Securities, Inc. He holds a Series 66 designation and has one year of industry experience. Prior to joining Landolt Securities, he worked in roles at Arctic Wolf and United Healthcare, among other companies. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm focuses on fundamental analysis, managing a majority of client assets in small-cap growth stocks, and offers both discretionary and non-discretionary portfolio management alongside access to third-party asset management programs.

Active portfolio management Annuities Executive
user avatar

Nathan D

Series 63, Series 66

West Bend, WI

Landolt Securities, Inc.

Nathan Derks is a financial advisor with Landolt Securities, Inc. in West Bend, WI, holding Series 63 and Series 66 licenses. He has 16 years of industry experience, including prior roles at Ic Advisory Services Inc and The Investment Center Inc. Outside of his advisory work, he is active as a partner in Eulert Accounting LLC, providing business accounting, payroll, and tax services, and serves as treasurer and board member for the Erin Youth Baseball Club. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in regulatory assets. The firm emphasizes fundamental analysis and manages a majority of client assets in small-cap growth stocks, using both short-term and long-term trading strategies tailored to client objectives.

Active portfolio management Annuities Executive
user avatar

Donald M

Series 63

Lake Bluff, IL

Landolt Securities, Inc.

Donald Mckiernan is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding a Series 63 designation and over 41 years of industry experience. He has been with Landolt Securities since 2005. Outside of his advisory role, Mckiernan is the managing partner of Nekimi Equity Growth Fund I LLC, where he manages investments within a private equity fund. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages a significant portion of client assets in small-cap growth stocks and employs both short-term and long-term trading strategies tailored to client objectives.

Active portfolio management Annuities Executive
user avatar

Matthew M

Series 66

Lake Bluff, IL

Landolt Securities, Inc.

Matthew Mc Kiernan is a financial advisor with Landolt Securities, Inc. in Lake Bluff, Illinois. He holds a Series 66 designation and has eight years of industry experience. Prior to joining Landolt Securities in 2018, he worked in roles at Miami University and Aparium Hotel Group. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, and corporations. The firm’s investment process emphasizes fundamental analysis and manages a majority of client assets in small-cap growth stocks, using both short-term and long-term trading strategies tailored to client objectives.

Active portfolio management Annuities Executive
user avatar

William L

Series 63, Series 66

Kansas City, MO

Landolt Securities, Inc.

William Leisman is a financial advisor with Landolt Securities, Inc. in Kansas City, MO, holding Series 63 and Series 66 designations and 28 years of industry experience. His career includes nearly a decade at Moloney Securities Asset Management LLC and over a decade at Moloney Securities Co., Inc. He is also involved with Westport Advisory Group LLC, assisting retail clients with investments, and has worked as an insurance agent. Landolt Securities provides investment management and consulting to individuals, trusts, estates, and corporations, emphasizing fundamental analysis with a focus on small-cap growth stocks and offering both discretionary and non-discretionary portfolio management.

Active portfolio management Annuities Executive
user avatar

Jason S

Series 63, Series 65, Series 66

Lake Bluff, IL

Landolt Securities, Inc.

Jason Seurer is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding Series 63, 65, and 66 licenses and 26 years of industry experience. He has worked with multiple entities including his own consulting and holding companies, and he coaches high school football. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in assets. The firm focuses on fundamental analysis and primarily manages client assets in small-cap growth stocks, using both short-term and long-term trading strategies tailored to client objectives.

Active portfolio management Annuities Executive
user avatar

Justin S

Series 66

Maple Plain, MN

Landolt Securities, Inc.

Justin Seurer is a financial advisor at Landolt Securities, Inc. with eight years of industry experience. He has held positions at Sanford C. Bernstein & Co., LLC, RBC Capital Markets, and the Midwest Sports Council, Inc. prior to joining Landolt Securities. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in regulatory assets as of March 31, 2026. The firm focuses on fundamental analysis, primarily managing client assets in small-cap growth stocks through both short- and long-term trading strategies, and utilizes third-party model and TAMP programs tailored to client risk tolerances.

Active portfolio management Annuities Executive
user avatar

Scott T

Series 63, Series 65

Tryon, NC

Landolt Securities, Inc.

Scott Turner is a financial advisor at Landolt Securities, Inc. with 47 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Landolt Securities since 2009. Outside of his advisory role, he serves as an independent contractor for Turner Trading LLC, where he assists with administrative tasks and tax-related documentation. He is also a co-trustee for five family accounts. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities. The firm manages $137.8 million in assets and focuses on small-cap growth stocks, employing both discretionary and non-discretionary portfolio management approaches tailored to client objectives and risk tolerances.

Active portfolio management Annuities Executive
user avatar

Connor S

Series 66

Greenville, WI

Landolt Securities, Inc.

Connor Schaefer is an advisor at Landolt Securities, Inc. with a Series 66 designation and one year of industry experience. Prior to his current role, he held positions at SentryWorld, Faith Foreward, and Skyward. He also operated Schaefer Handyman Services and worked at the University of Wisconsin Stevens Point and Golf Galaxy. Landolt Securities provides investment management and consulting to individuals, trusts, estates, corporations, and other entities, with $137.8 million in regulatory assets under management as of March 31, 2026. The firm focuses on small-cap growth stocks using both short-term and long-term trading strategies and offers access to third-party asset management programs tailored to client risk tolerances.

Active portfolio management Annuities Executive
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