Landolt Securities, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Landolt Securities provides investment management and consulting to individuals, trusts, estates, corporations and other entities, reporting $137.8 million in regulatory assets under management as of March 31, 2026. The firm delivers portfolio management on both a discretionary and non‑discretionary basis and assists clients with establishing brokerage accounts and accessing third‑party asset management programs.
Its investment process emphasizes fundamental analysis and the firm notes a majority of client assets are managed in small‑cap growth stocks, with both short‑term and long‑term trading approaches used depending on client objectives. Landolt also places clients into third‑party model and TAMP programs (including AssetMark, Trinity, Prairie and Orion) and tailors investment recommendations to individual client risk tolerances and restrictions.
Distinctive features in the firm’s brochure include dual registration as both a registered investment adviser and a FINRA member broker‑dealer, and that its representatives are licensed to sell insurance—creating potential conflicts stemming from commissionable product sales. The brochure also discloses several prior regulatory enforcement actions (FINRA and state sanctions in 2013, 2014, 2015 and 2024) related to broker‑dealer activities and supervisory deficiencies, and the firm notes its reliance on TAMP affiliations and multiple offices in delivering services.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 2.00% annually $1,000,001 - $5,000,000: 1.75% annually Over $5,000,000+: 1.50% annually
Commissions on securities and insurance sales, mutual fund distribution/service fees (12b-1 fees)
Minimum fee: $300 per quarter minimum fee
Main office
See office900 North Shore Drive Suite 279
Lake Bluff IL 60044
Advisors at this office
4
Offices (10)
Lake Bluff, IL
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
4 advisors
Maple Plain, MN
5159 Main St. E Suite 110, Maple Plain, MN 55359
2 advisors
Boynton Beach, FL
Boynton Beach, FL
1 advisor
Greenville, WI
Greenville, WI
1 advisor
Kansas City, MO
Livestock Exchange Building 1600 Genessee Street Suite 814, Kansas City, MO 64102
1 advisor
Most active in
Wyoming
Also doing business as
Fisn · Landolt Securities, Inc. · Leslie Financial LLC · Links Financial Services · The Wealth Protection Group · The Wealth Protection Group LLC · Tk Chen Financial Services LLC · Torii Asset Management · Westport Advisory Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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