A complete list of active advisors currently associated with Landolt Securities, Inc.

Warmer can help you find a great advisor at Landolt Securities, Inc. or one who fits your needs even better.

Landolt Securities provides discretionary and non-discretionary investment management and consulting to individuals (including high‑net‑worth individuals), trusts, estates, corporations and other entities, and facilitates access to third‑party asset management programs. The firm recently registered with the SEC after exceeding $100 million in regulatory assets under management and reports managing about $105.6 million for roughly 173 clients. Investment decisions are driven primarily by fundamental analysis, with the firm noting that a majority of client assets are managed in small‑cap growth stocks and that managers employ both short‑ and long‑term strategies. Advisors also assist clients in selecting model portfolios through TAMPs (AssetMark, Trinity, Prairie, and Orion), and the firm discloses fee sharing with IARs for those programs. Landolt’s operating profile includes atypical features for a multi‑team adviser: it is also a FINRA‑registered broker‑dealer, sells insurance as licensed agents, and maintains the related conflicts that arise from commissionable sales and dual registration. The brochure discloses multiple past regulatory actions (FINRA censures/fines in 2013, 2015 and 2024 and a North Dakota sanction in 2014 related to broker‑dealer supervision and municipal transaction reporting), and the firm’s materials do not describe standalone financial planning services or a notable segment of non‑high‑net‑worth retail clients.

To learn more about the advisors currently working at Landolt Securities, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.