Lefavi Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lefavi Wealth Management provides discretionary investment management and financial planning primarily for individual and high‑net‑worth clients, and may also advise pension plans, trusts, estates, and charitable entities. The firm manages roughly $445 million for about 576 clients and also acts as the sponsor of a client wrap fee program.
The firm applies modern portfolio theory and strategic asset allocation, typically using advisory‑share mutual funds and ETFs, with selective use of equities, bonds and non‑traded alternatives for diversification and income. Representatives are dually registered with an affiliated broker‑dealer, and the firm discloses that certain investments (including non‑traded REITs, BDCs and other alternatives) are offered net‑of‑commission while internal commissions or trailing fees may create conflicts that the firm says it addresses through credits, reimbursements and supervisory controls.
Compared with many peers, Lefavi’s affiliation with Bruce A. Lefavi Securities, Inc. and its status as a wrap program sponsor are uncommon features for a firm of this size, and the brochure discloses past regulatory actions — including a 2019 settlement related to recommendations of illiquid non‑traded products (resulting in censure, a civil penalty and disgorgement) and prior FINRA matters involving its broker‑dealer affiliate. The firm describes policies and procedures intended to mitigate related conflicts and supervisory weaknesses, including a Code of Ethics, reimbursement practices, ongoing compliance reviews, an information security program, and business continuity planning.
Client services
Expertise
Occupation focus
Fee options
Flat fees for financial planning services for non-advisory clients; specific amounts not stated.
1.00% annually (may be negotiated up to 1.75%)
Commission-based compensation through affiliated broker-dealer Bruce A. Lefavi Securities, Inc. for certain products; no commissions charged for advisory trades executed through BLS.
Hourly rates may be charged for financial planning services for non-advisory clients; specific rates not stated.
Main office
2323 Foothill Dr., Suite 100
Salt Lake City UT 84109
Advisors at this office
3
Most active in
Arizona · California · Idaho · Oregon · Texas · Utah · Wyoming
Also doing business as
Bruce A. Lefavi Annuities · Lefavi Financial Center · Lefavi Wealth Management · Lefavi Wealth Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jay G
CFP®, Series 66
Salt Lake City, UT
Lefavi Wealth Management
Jay Greenburg is a CFP® and holds a Series 66 license with 12 years of industry experience. He has worked at Lefavi Wealth Management since 2018 and previously held positions at E*TRADE Capital Management and TD Ameritrade. Outside of his advisory role, Jay participates occasionally as a survey submitter for GLG Consultants, providing industry insights. Lefavi Wealth Management delivers discretionary investment management and financial planning primarily to individual and high-net-worth clients, as well as trusts, retirement plans, and charitable entities. The firm employs a modern portfolio theory approach with diversified asset allocation, utilizing mutual funds, ETFs, individual securities, and alternatives, and it sponsors a wrap fee program.
Stuart E
Series 66
Salt Lake City, UT
Lefavi Wealth Management
Stuart Enterline is a financial advisor at Lefavi Wealth Management in Salt Lake City, UT, with eight years of industry experience. He holds a Series 66 designation and has been with Lefavi Wealth Management since 2017. Lefavi Wealth Management provides discretionary investment management and financial planning primarily to individual and high-net-worth clients, as well as trusts, retirement plans, and charitable entities. The firm’s investment approach is based on modern portfolio theory, focusing on diversification and strategic asset allocation across mutual funds, ETFs, individual securities, and alternative investments.
Jeffrey K
CFP®, Series 66
Salt Lake City, UT
Lefavi Wealth Management
Jeffrey Kemp is a CFP® with 14 years of industry experience, currently serving at Lefavi Wealth Management since 2018. His prior roles include positions at Raymond James & Associates, Voya Financial Advisors, and TD Ameritrade. Outside of his advisory work, he is involved with the Boy Scouts of America as a Venture Advisor and holds leadership roles on school trust committees focused on educational funding oversight. Lefavi Wealth Management provides discretionary investment management and financial planning primarily to individual and high-net-worth clients, as well as trusts, retirement plans, and charitable entities. The firm employs a modern portfolio theory approach emphasizing diversification and strategic asset allocation, utilizing mutual funds, ETFs, and selected alternative investments.
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